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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

ALFRED FRANK CASSINELLI

Advisor at LPL FINANCIAL LLC

STEVENSVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fada8e72-6ceb-cf02-1901-dcd7406984d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 23, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 26, 1995
First registration: Apr 23, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 2518931

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 1, 2020	n/a	yes	STEVENSVILLE, MD	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Apr 2, 2018	Jun 1, 2020	no	STEVENSVILLE, MD	Previous registration
UNITED ADVISORS	Former SEC adviser	Oct 18, 2013	Apr 13, 2018	no	STEVENSVILLE, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 10, 2003	Nov 7, 2013	no	STEVENSVILLE, MD\|CENTREVILLE, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 23, 1995	Jan 23, 2003	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	LPL FINANCIAL LLC	Jun 1, 2020	Jun 1, 2020	0	Firm change	Ibd to ibd
UNITED ADVISORS	ARBOR POINT ADVISORS	Apr 13, 2018	Apr 2, 2018	-11	Firm change	RIA to ibd
LPL FINANCIAL LLC	UNITED ADVISORS	Nov 7, 2013	Oct 18, 2013	-20	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jan 23, 2003	Jan 10, 2003	-13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133668:165127:MD:2018-04-13	Apr 13, 2018	Apr 2, 2018	STEVENSVILLE, MD	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 10, 2003 to Nov 7, 2013factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Apr 2, 2018 to Jun 1, 2020factForm ADV
→ UNITED ADVISORSRegistered adviserregistration: previous registration
Oct 18, 2013 to Apr 13, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 23, 1995 to Jan 23, 2003factForm ADV

Dated events

No dated event names this entity yet.