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RIA / WealthAdvisor28 years in industry

CASEY M VADER

Advisor at STEELE STREET PRIVATE WEALTH MANAGEMENT

DENVER, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEELE STREET PRIVATE WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 23, 1998
First registration: Nov 24, 1999
Dual registered: no
Other names: CADER MCLAUGHLIN VADER|CASEY MCLAUGHLIN VADER
IAPD individual key: 3015498

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEELE STREET PRIVATE WEALTH MANAGEMENT	Independent wealth	Apr 4, 2019	n/a	yes	DENVER, CO	Current employment
DENVER PWM, LLC	Independent wealth	Jan 22, 2015	Dec 31, 2017	no	DENVER, CO	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Apr 16, 2009	Jan 29, 2019	no	GREENWOOD VILLAGE, CO\|DENVER, CO\|SCOTTSDALE, AZ\|GREENWOOD VILLAGE, CO	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Apr 20, 2009	no	DENVER, CO	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 24, 1999	Apr 2, 2007	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST FINANCIAL EQUITY CORPORATION	DENVER PWM, LLC	Jan 29, 2019	Jan 22, 2015	-1,468	Firm change after gap	Other
DENVER PWM, LLC	STEELE STREET PRIVATE WEALTH MANAGEMENT	Dec 31, 2017	Apr 4, 2019	459	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	FIRST FINANCIAL EQUITY CORPORATION	Apr 20, 2009	Apr 16, 2009	-4	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ STEELE STREET PRIVATE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 4, 2019 to presentfactForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Apr 16, 2009 to Jan 29, 2019factForm ADV
→ DENVER PWM, LLCRegistered adviserregistration: previous registration
Jan 22, 2015 to Dec 31, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Apr 20, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 24, 1999 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.