RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M• V••••
- Title
- Managing Principalreportedsteelestpwm.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S••••• S••••• P•••••• W••••• M••••••••• independent RIA currentsince Apr 4, 2019 · D•••••, Co
- D••••• P••• L•• independent RIAJan 22, 2015 to Dec 31, 2017 · D•••••, Co
- F•••• F•••••••• E••••• C••••••••• formerApr 16, 2009 to Jan 29, 2019 · Greenwood Village, Co
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Apr 20, 2009 · D•••••, Co
- M••••• S•••••• D• I••• unclassifiedNov 24, 1999 to Apr 2, 2007 · D•••••, Co
- F•••• F•••••••• E••••• C••••••••• to D••••• P••• L••left Jan 29, 2019, registered Jan 22, 2015 (-1468 days) · Other
- D••••• P••• L•• to S••••• S••••• P•••••• W••••• M•••••••••left Dec 31, 2017, registered Apr 4, 2019 (459 days) · Other
- M••••• S•••••• • C•• L•• to F•••• F•••••••• E••••• C•••••••••left Apr 20, 2009, registered Apr 16, 2009 (-4 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address