DFX Intelligence

Data Factory

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

PGIM LIMITED

CRD 160005

LONDON

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Search this name across graphsid dfx:ria:faf101f4-480f-e078-4404-df5daffafbd8

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 66
Dated events: 26
On other graphs: 2
Observed: Feb 14, 2012 to Aug 25, 2026
51 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

Pramerica Fixed Income; Pramerica Real Estate Investors

Intermediary · shared crd

Real Estate Fundsidentity

Pgim Limited

Real estate fund manager · shared crd

Private Equityowner

Pgim, Inc.

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.01 fund_share=0.34 institutional_share=0.61 related_bd=true related_bank=true bd_reps=6.0
Regulatory AUM: $76BItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $76B
Private client RAUM: $870MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 299
Advisory employees: 146
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 276
Individual clients: 0
High net worth clients: 0
Private funds: 24Schedule D 7.B(1)
Custody, client assets: $150M
SEC number: 801-73882
CRD: 160005
Filings on the tape: 51
First filed: Feb 14, 2012
Latest filed: Aug 25, 2026
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 29

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DRYDEN 56 EURO CLO 2017 DAC	Securitized Asset Fund	$586M	Oct 18, 2024	0	Apr 13, 2018	reported	n/a
DRYDEN 91 EURO CLO 2021 DAC	Securitized Asset Fund	$543M	Oct 18, 2024	0	Mar 30, 2022	reported	n/a
DRYDEN 39 EURO CLO 2015 DAC	Securitized Asset Fund	$539M	Oct 18, 2024	0	Aug 21, 2015	reported	n/a
DRYDEN 79 EURO CLO 2020 DAC	Securitized Asset Fund	$538M	Oct 18, 2024	0	Mar 30, 2020	reported	n/a
DRYDEN XXVII EURO CLO 2013 B.V.	Securitized Asset Fund	$503M	Mar 29, 2018	0	Mar 28, 2014	dropped	n/a
DRYDEN 27-R EURO CLO 2017 DAC	Securitized Asset Fund	$497M	Oct 18, 2024	0	Apr 13, 2018	reported	n/a
DRYDEN 59 EURO CLO 2017 DAC	Securitized Asset Fund	$489M	Oct 18, 2024	0	Apr 13, 2018	reported	n/a
DRYDEN 46 EURO CLO 2016 DAC	Securitized Asset Fund	$484M	Oct 18, 2024	0	Mar 31, 2017	reported	n/a
DRYDEN 89 EURO CLO 2020 DAC	Securitized Asset Fund	$479M	Oct 18, 2024	0	Mar 30, 2022	reported	n/a
DRYDEN 62 EURO CLO 2017 DAC	Securitized Asset Fund	$474M	Oct 18, 2024	0	Mar 29, 2019	reported	n/a
DRYDEN 35 EURO CLO 2014 DAC	Securitized Asset Fund	$456M	Oct 18, 2024	0	Mar 30, 2015	reported	n/a
DRYDEN 74 EURO CLO 2020 DAC	Securitized Asset Fund	$436M	Oct 18, 2024	0	Mar 30, 2020	reported	n/a
DRYDEN 103 EURO CLO 2021 DAC	Securitized Asset Fund	$435M	Oct 18, 2024	0	Mar 30, 2022	reported	n/a
DRYDEN 88 EURO CLO 2020 DAC	Securitized Asset Fund	$430M	Oct 18, 2024	0	Mar 30, 2022	reported	n/a
DRYDEN 96 EURO CLO 2021 DAC	Securitized Asset Fund	$430M	Oct 18, 2024	0	Mar 30, 2022	reported	n/a
DRYDEN 69 EURO CLO 2018 DAC	Securitized Asset Fund	$430M	Oct 18, 2024	0	Mar 30, 2020	reported	n/a
DRYDEN 73 EURO CLO 2018 DAC	Securitized Asset Fund	$428M	Oct 18, 2024	0	Mar 30, 2020	reported	n/a
DRYDEN 66 EURO CLO 2018 DAC	Securitized Asset Fund	$428M	Oct 18, 2024	0	Mar 29, 2019	reported	n/a
DRYDEN 44 EURO CLO 2015 DAC	Securitized Asset Fund	$427M	Oct 18, 2024	0	Mar 30, 2016	reported	n/a
DRYDEN 48 EURO CLO 2016 DAC	Securitized Asset Fund	$426M	Oct 18, 2024	0	Mar 31, 2017	reported	n/a
DRYDEN 52 EURO CLO 2017 DAC	Securitized Asset Fund	$422M	Oct 18, 2024	0	Apr 13, 2018	reported	n/a
DRYDEN 29 EURO CLO 2013 DAC	Securitized Asset Fund	$405M	Oct 18, 2024	0	Mar 28, 2014	reported	n/a
DRYDEN 32 EURO CLO 2014 DAC	Securitized Asset Fund	$402M	Oct 18, 2024	0	Mar 30, 2015	reported	n/a
RMF EURO CDO III PLC	Securitized Asset Fund	$373M	Aug 21, 2012	3	Feb 14, 2012	dropped	n/a
DRYDEN 51 EURO CLO 2017 DAC	Securitized Asset Fund	$353M	Oct 18, 2024	0	Apr 13, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTLER, JONATHAN, PAUL	MANAGING DIRECTOR, DIRECTOR	Na	yes	01/2011	Feb 14, 2012	Oct 18, 2024
DAWREEAWOO, BATOOLAH	CHIEF LEGAL OFFICER	Na	yes	10/2019	Nov 6, 2019	Oct 18, 2024
Farley, Edward, McMurdo	MANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE	Na	yes	10/2019	Nov 6, 2019	Oct 18, 2024
FINNERTY, JENNIFER, MARIE	RISK MANAGER	Na	yes	12/2021	Mar 30, 2022	Oct 18, 2024
FRESSON, MARK, GERALD	VICE PRESIDENT, DIRECTOR	Na	yes	04/2018	Sep 29, 2017	Oct 18, 2024
MALOOLY, DANIEL, JAMES	MANAGING DIRECTOR	Na	yes	10/2021	Mar 30, 2022	Oct 18, 2024
MCMULLEN, SARAH, ELIZABETH	PRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY	Na	yes	10/2019	Nov 6, 2019	Oct 18, 2024
NICHOLLS, DARREN, EDWARD	RISK MANAGER, DIRECTOR	Na	yes	11/2022	Mar 30, 2023	Oct 18, 2024
PGIM FINANCIAL LIMITED	Shareholder	E	yes	07/1999	Mar 30, 2016	Oct 18, 2024
PGIM HOLDING COMPANY LLC	Shareholder	E	yes	06/2000	Mar 30, 2016	Oct 18, 2024
PGIM, INC.	Shareholder	E	yes	09/2000	Feb 14, 2012	Oct 18, 2024
POLLARD, SUSAN, LEE	HUMAN RESOURCES DIRECTOR	Na	yes	12/2021	Mar 30, 2022	Oct 18, 2024
PRUDENTIAL FINANCIAL, INC.	Shareholder	E	yes	12/2001	Feb 14, 2012	Oct 18, 2024
SAMSON, ELIZABETH, ANN	VICE PRESIDENT, DIRECTOR	Na	yes	11/2016	Nov 16, 2016	Oct 18, 2024
VATAJ, VASEL	FINANCE DIRECTOR (NON-EXECUTIVE)	Na	yes	01/2024	Mar 29, 2024	Oct 18, 2024
WARREN, STEPHEN, ROBERT	MANAGING DIRECTOR	Na	yes	09/2021	Mar 30, 2022	Oct 18, 2024
DONOHUE, ANDREW, JOHN	CHIEF COMPLIANCE OFFICER	Na	no	10/2024	Oct 18, 2024	Oct 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 64

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PGIM, INC.	n/a	Other adviser	$1132B	Y	yes	n/a
PGIM INVESTMENTS LLC	n/a	Asset manager	$345B	N	yes	n/a
JENNISON ASSOCIATES LLC	n/a	Asset manager	$215B	N	yes	n/a
PGIM QUANTITATIVE SOLUTIONS LLC	n/a	Asset manager	$111B	N	yes	n/a
AST INVESTMENT SERVICES, INC.	n/a	Asset manager	$91B	N	yes	n/a
PGIM MULTI-ASSET SOLUTIONS LLC	n/a	Former SEC adviser	$26B	N	yes	n/a
PGIM LUXEMBOURG S.A.	n/a	Asset manager	$19B	N	yes	n/a
PGIM WADHWANI LLP	n/a	Former SEC adviser	$1.6B	N	yes	n/a
PGIM PRIVATE ALTERNATIVES (UK) LIMITED	n/a	Asset manager	$1.2B	N	yes	n/a
ASIA PROPERTY FUND III GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
EIP GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
EUROCORE GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
EUROPEAN VALUE PARTNERS GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
EVP II GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
FICG-PG-I FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
GERMAN RETAIL INCOME GP LIMITED	n/a	n/a	n/a	N	yes	n/a
MONTANA CAPITAL PARTNERS AG	n/a	n/a	n/a	N	yes	n/a
PEREF II GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
PGIM (AUSTRALIA) PTY LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM (HONG KONG) LTD.	n/a	n/a	n/a	N	yes	n/a
PGIM (SCOTS) LTD	n/a	n/a	n/a	N	yes	n/a
PGIM (SINGAPORE) PTE LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM AVP IV GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
PGIM BROAD MARKET HIGH YIELD BOND PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
PGIM FIXED INCOME ALTERNATIVES GP, LLC	n/a	n/a	n/a	N	yes	n/a
PGIM FIXED INCOME ALTERNATIVES II GP, LLC	n/a	n/a	n/a	N	yes	n/a
PGIM FIXED INCOME SPECIAL OPPORTUNITIES FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
PGIM FOREIGN INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a
PGIM INVESTMENTS (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM JAPAN COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM LOAN ORIGINATOR MANAGER LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM MANAGEMENT PARTNER LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM NETHERLANDS BV	n/a	n/a	n/a	N	yes	n/a
PGIM PRIVATE CAPITAL (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM PRIVATE CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
PGIM REAL ESTATE CAPITAL VII GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
PGIM REAL ESTATE FRANCE SAS	n/a	n/a	n/a	N	yes	n/a
PGIM REAL ESTATE GERMANY AG	n/a	n/a	n/a	N	yes	n/a
PGIM U.S. LEVERAGED LOANS GP, LLC	n/a	n/a	n/a	N	yes	n/a
PRAMERICA FIXED INCOME FUNDS MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	4	no
Milan	n/a	Italy	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$76B	$76B	299	146	1	24	n/a
2024	Mar 28, 2025	$65B	$65B	331	150	2	24	n/a
2023	Mar 29, 2024	$64B	$64B	336	150	2	23	$11B
2022	Mar 30, 2023	$59B	$59B	293	157	2	25	$9.8B
2021	Mar 30, 2022	$63B	$63B	240	128	1	25	$9.8B
2020	Mar 30, 2021	$105B	$105B	233	142	1	19	$9.9B
2019	Mar 30, 2020	$124B	$124B	218	137	2	21	$8.3B
2018	Mar 29, 2019	$48B	$48B	203	136	2	18	$7.9B
2017	Mar 29, 2018	$43B	$43B	187	133	2	11	$3.8B
2016	Mar 31, 2017	$31B	$26B	158	109	n/a	11	$3.8B
2015	Mar 30, 2016	$27B	$24B	147	100	n/a	10	$3.3B
2014	Mar 30, 2015	$25B	$20B	139	99	n/a	6	$2.2B
2013	Mar 28, 2014	$25B	$21B	127	91	n/a	8	$2.7B
2012	Mar 27, 2013	$19B	$17B	123	83	n/a	1	$461M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$76B	$65B	17.2%	$59B	8.8%	299	331	1	2

Relationships

Affiliated with (20)

→ PGIM INVESTMENTS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PGIM, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ JENNISON ASSOCIATESRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ PGIM QUANTITATIVE SOLUTIONSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PGIM MULTI-ASSET SOLUTIONS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PGIM WADHWANI LLPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PGIM FUND MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PGIM LUXEMBOURG S.A.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM QUANTITATIVE SOLUTIONSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM INVESTMENTS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← AST INVESTMENT SERVICES, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PRUCO SECURITIES, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM, INC.Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← JENNISON ASSOCIATESRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM PRIVATE PLACEMENT INVESTORS, L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM FUND MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM LUXEMBOURG S.A.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PGIM REAL ESTATE ADVISORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← PGIM WADHWANI LLPRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Advises (29)

→ DRYDEN 79 EURO CLO 2020 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DRYDEN 46 EURO CLO 2016 DACPrivate fundSecuritized Asset Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ DRYDEN 89 EURO CLO 2020 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ DRYDEN 69 EURO CLO 2018 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DRYDEN 96 EURO CLO 2021 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ DRYDEN 44 EURO CLO 2015 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ DRYDEN 62 EURO CLO 2017 DACPrivate fundSecuritized Asset Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ DRYDEN 73 EURO CLO 2018 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DRYDEN 74 EURO CLO 2020 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ DRYDEN 91 EURO CLO 2021 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ DRYDEN 66 EURO CLO 2018 DACPrivate fundSecuritized Asset Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ DRYDEN 32 EURO CLO 2014 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ DRYDEN 27-R EURO CLO 2017 DACPrivate fundSecuritized Asset Fund, IA
Apr 13, 2018 to presentfactForm ADV
→ DRYDEN 39 EURO CLO 2015 DACPrivate fundSecuritized Asset Fund, IA
Aug 21, 2015 to presentfactForm ADV
→ DRYDEN 56 EURO CLO 2017 DACPrivate fundSecuritized Asset Fund, IA
Apr 13, 2018 to presentfactForm ADV
→ DRYDEN 88 EURO CLO 2020 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ DRYDEN 35 EURO CLO 2014 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ DRYDEN 59 EURO CLO 2017 DACPrivate fundSecuritized Asset Fund, IA
Apr 13, 2018 to presentfactForm ADV
→ DRYDEN 52 EURO CLO 2017 DACPrivate fundSecuritized Asset Fund, IA
Apr 13, 2018 to presentfactForm ADV
→ DRYDEN 29 EURO CLO 2013 DACPrivate fundSecuritized Asset Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ DRYDEN 51 EURO CLO 2017 DACPrivate fundSecuritized Asset Fund, IA
Apr 13, 2018 to presentfactForm ADV
→ DRYDEN 48 EURO CLO 2016 DACPrivate fundSecuritized Asset Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ DRYDEN 103 EURO CLO 2021 DACPrivate fundSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ DRYDEN 63 GBP CLO 2018 DACPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 29, 2019 to Mar 30, 2023factForm ADV
→ DRYDEN 101 EURO CLO 2021 DACPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2022 to Mar 30, 2023factForm ADV
→ LEGOS LPPrivate fundReal Estate Fund, IA, no longer reported
Aug 21, 2015 to Jun 30, 2020factForm ADV
→ DRYDEN XXVII EURO CLO 2013 B.V.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 28, 2014 to Mar 29, 2018factForm ADV
→ GATEWAY II EURO CLO B.V.Private fundSecuritized Asset Fund, IA, no longer reported
Feb 14, 2012 to Jan 4, 2017factForm ADV
→ RMF EURO CDO III PLCPrivate fundSecuritized Asset Fund, IA, no longer reported
Feb 14, 2012 to Aug 21, 2012factForm ADV

Controls (16)

← PGIM, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 14, 2012 to Oct 18, 2024factForm ADV
← SAMSON, ELIZABETH, ANNOwnerVICE PRESIDENT, DIRECTOR, ownership code NA, individual
Nov 16, 2016 to Oct 18, 2024factForm ADV
← POLLARD, SUSAN, LEEOwnerHUMAN RESOURCES DIRECTOR, ownership code NA, individual
Mar 30, 2022 to Oct 18, 2024factForm ADV
← WARREN, STEPHEN, ROBERTOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2022 to Oct 18, 2024factForm ADV
← BUTLER, JONATHAN, PAULOwnerMANAGING DIRECTOR, DIRECTOR, ownership code NA, individual
Feb 14, 2012 to Oct 18, 2024factForm ADV
← NICHOLLS, DARREN, EDWARDOwnerRISK MANAGER, DIRECTOR, ownership code NA, individual
Mar 30, 2023 to Oct 18, 2024factForm ADV
← VATAJ, VASELOwnerFINANCE DIRECTOR (NON-EXECUTIVE), ownership code NA, individual
Mar 29, 2024 to Oct 18, 2024factForm ADV
← FRESSON, MARK, GERALDOwnerVICE PRESIDENT, DIRECTOR, ownership code NA, individual
Sep 29, 2017 to Oct 18, 2024factForm ADV
← Farley, Edward, McMurdoOwnerMANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE, ownership code NA, individual
Nov 6, 2019 to Oct 18, 2024factForm ADV
← MCMULLEN, SARAH, ELIZABETHOwnerPRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY, ownership code NA, individual
Nov 6, 2019 to Oct 18, 2024factForm ADV
← DAWREEAWOO, BATOOLAHOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Nov 6, 2019 to Oct 18, 2024factForm ADV
← FINNERTY, JENNIFER, MARIEOwnerRISK MANAGER, ownership code NA, individual
Mar 30, 2022 to Oct 18, 2024factForm ADV
← MALOOLY, DANIEL, JAMESOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2022 to Oct 18, 2024factForm ADV
← PGIM FINANCIAL LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2016 to Oct 18, 2024factForm ADV
← PGIM HOLDING COMPANY LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2016 to Oct 18, 2024factForm ADV
← PRUDENTIAL FINANCIAL, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 14, 2012 to Oct 18, 2024factForm ADV

Owns (1)

← DONOHUE, ANDREW, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 18, 2024 to Oct 18, 2024factForm ADV

Dated events

Occurred
Oct 18, 2024
Control person left
Ballantyne Andrew Crain (Vice President, Emea Chief Compliance Officer) no longer on Schedule A of Pgim Limited (listed 2024-03-29, absent 2024-10-18)
Form ADVobserved 3 days ago
Occurred
Mar 29, 2024
Control person joined
Vasel Vataj (Finance Director (Non-Executive)) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 29, 2024
Control person left
M Adam Rosenthal (Risk Management Director) no longer on Schedule A of Pgim Limited (listed 2023-03-30, absent 2024-03-29)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2023
Control person joined
Edward Darren Nicholls (Risk Manager, Director) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Apr 25, 2022
Control person left
Thomas Richard Greenwood (Managing Director, Director) no longer on Schedule A of Pgim Limited (listed 2022-03-30, absent 2022-04-25)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Pgim Limited reported RAUM $62.9B, down 40% from $105.0B (2021-03-30 to 2022-03-30)
Form ADVobserved 3 days ago
$-42.1B
Occurred
Mar 30, 2022
Control person left
Dipaola Kimberly Lapointe (Head Of Pgim Investments) no longer on Schedule A of Pgim Limited (listed 2021-03-30, absent 2022-03-30)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Control person joined
Robert Stephen Warren (Managing Director) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Control person joined
Marie Jennifer Finnerty (Risk Manager) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Control person joined
James Daniel Malooly (Managing Director) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Control person joined
Lee Susan Pollard (Human Resources Director) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Control person joined
M Adam Rosenthal (Risk Management Director) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Pgim Limited reported RAUM $124.3B, up 159% from $48.0B (2020-02-25 to 2020-03-30)
Form ADVobserved 3 days ago
$76.4B
Occurred
Mar 30, 2020
Control person left
Raimondo Amabile (Managing Director, Director) no longer on Schedule A of Pgim Limited (listed 2020-02-25, absent 2020-03-30)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2020
Control person left
Carol Heather Day (Managing Director, Director) no longer on Schedule A of Pgim Limited (listed 2020-02-25, absent 2020-03-30)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person left
Bernard Eric Collinet-Adler (Senior Managing Director, Chief Executive Officer, Pgim Real Estate) no longer on Schedule A of Pgim Limited (listed 2019-03-29, absent 2019-11-06)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person left
Mathew Philip Barrett (Managing Director, Director) no longer on Schedule A of Pgim Limited (listed 2019-03-29, absent 2019-11-06)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person left
Bruce Steven Saperstein (Vice President, Director) no longer on Schedule A of Pgim Limited (listed 2019-03-29, absent 2019-11-06)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person left
John Shearer Andrew Macland (Managing Director, Director) no longer on Schedule A of Pgim Limited (listed 2019-03-29, absent 2019-11-06)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person left
Keith Michael Lillard (Senior Managing Director, Chief Investment Officer & Head Of Pgim Fixed Income) no longer on Schedule A of Pgim Limited (listed 2019-03-29, absent 2019-11-06)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person left
Royal Mathew Crowther (Managing Director, Director) no longer on Schedule A of Pgim Limited (listed 2019-03-29, absent 2019-11-06)
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person joined
Dipaola Kimberly Lapointe (Head Of Pgim Investments) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person joined
Mcmurdo Edward Farley (Managing Director And Head Of European Investment Grade) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person joined
Elizabeth Sarah Mcmullen (Principal And Head Of Emea Client Advisory) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Nov 6, 2019
Control person joined
Batoolah Dawreeawoo (Chief Legal Officer) appeared on Schedule A of Pgim Limited
Form ADVobserved 3 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Pgim Limited reported RAUM $43.3B, up 38% from $31.3B (2017-09-29 to 2018-03-29)
Form ADVobserved 3 days ago
$12.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:faf101f4-480f-e078-4404-df5daffafbd8
First observed: Feb 14, 2012
Last observed: Aug 25, 2026 24 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PGIM LIMITED

CRD 160005

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:faf101f4-480f-e078-4404-df5daffafbd8

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DRYDEN 56 EURO CLO 2017 DAC

Securitized Asset Fund

$586M

Oct 18, 2024

Apr 13, 2018

reported

n/a

DRYDEN 91 EURO CLO 2021 DAC

Securitized Asset Fund

$543M

Oct 18, 2024

Mar 30, 2022

reported

n/a

DRYDEN 39 EURO CLO 2015 DAC

Securitized Asset Fund

$539M

Oct 18, 2024

Aug 21, 2015

reported

n/a

DRYDEN 79 EURO CLO 2020 DAC

Securitized Asset Fund

$538M

Oct 18, 2024

Mar 30, 2020

reported

n/a

DRYDEN XXVII EURO CLO 2013 B.V.

Securitized Asset Fund

$503M

Mar 29, 2018

Mar 28, 2014

dropped

n/a

DRYDEN 27-R EURO CLO 2017 DAC

Securitized Asset Fund

$497M

Oct 18, 2024

Apr 13, 2018

reported

n/a

DRYDEN 59 EURO CLO 2017 DAC

Securitized Asset Fund

$489M

Oct 18, 2024

Apr 13, 2018

reported

n/a

DRYDEN 46 EURO CLO 2016 DAC

Securitized Asset Fund

$484M

Oct 18, 2024

Mar 31, 2017

reported

n/a

DRYDEN 89 EURO CLO 2020 DAC

Securitized Asset Fund

$479M

Oct 18, 2024

Mar 30, 2022

reported

n/a

DRYDEN 62 EURO CLO 2017 DAC

Securitized Asset Fund

$474M

Oct 18, 2024

Mar 29, 2019

reported

n/a

DRYDEN 35 EURO CLO 2014 DAC

Securitized Asset Fund

$456M

Oct 18, 2024

Mar 30, 2015

reported

n/a

DRYDEN 74 EURO CLO 2020 DAC

Securitized Asset Fund

$436M

Oct 18, 2024

Mar 30, 2020

reported

n/a

DRYDEN 103 EURO CLO 2021 DAC

Securitized Asset Fund

$435M

Oct 18, 2024

Mar 30, 2022

reported

n/a

DRYDEN 88 EURO CLO 2020 DAC

Securitized Asset Fund

$430M

Oct 18, 2024

Mar 30, 2022

reported

n/a

DRYDEN 96 EURO CLO 2021 DAC

Securitized Asset Fund

$430M

Oct 18, 2024

Mar 30, 2022

reported

n/a

DRYDEN 69 EURO CLO 2018 DAC

Securitized Asset Fund

$430M

Oct 18, 2024

Mar 30, 2020

reported

n/a

DRYDEN 73 EURO CLO 2018 DAC

Securitized Asset Fund

$428M

Oct 18, 2024

Mar 30, 2020

reported

n/a

DRYDEN 66 EURO CLO 2018 DAC

Securitized Asset Fund

$428M

Oct 18, 2024

Mar 29, 2019

reported

n/a

DRYDEN 44 EURO CLO 2015 DAC

Securitized Asset Fund

$427M

Oct 18, 2024

Mar 30, 2016

reported

n/a

DRYDEN 48 EURO CLO 2016 DAC

Securitized Asset Fund

$426M

Oct 18, 2024

Mar 31, 2017

reported

n/a

DRYDEN 52 EURO CLO 2017 DAC

Securitized Asset Fund

$422M

Oct 18, 2024

Apr 13, 2018

reported

n/a

DRYDEN 29 EURO CLO 2013 DAC

Securitized Asset Fund

$405M

Oct 18, 2024

Mar 28, 2014

reported

n/a

DRYDEN 32 EURO CLO 2014 DAC

Securitized Asset Fund

$402M

Oct 18, 2024

Mar 30, 2015

reported

n/a

RMF EURO CDO III PLC

Securitized Asset Fund

$373M

Aug 21, 2012

Feb 14, 2012

dropped

n/a

DRYDEN 51 EURO CLO 2017 DAC

Securitized Asset Fund

$353M

Oct 18, 2024

Apr 13, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTLER, JONATHAN, PAUL

MANAGING DIRECTOR, DIRECTOR

yes

01/2011

Feb 14, 2012

Oct 18, 2024

DAWREEAWOO, BATOOLAH

CHIEF LEGAL OFFICER

yes

10/2019

Nov 6, 2019

Oct 18, 2024

Farley, Edward, McMurdo

MANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE

yes

10/2019

Nov 6, 2019

Oct 18, 2024

FINNERTY, JENNIFER, MARIE

RISK MANAGER

yes

12/2021

Mar 30, 2022

Oct 18, 2024

FRESSON, MARK, GERALD

VICE PRESIDENT, DIRECTOR

yes

04/2018

Sep 29, 2017

Oct 18, 2024

MALOOLY, DANIEL, JAMES

MANAGING DIRECTOR

yes

10/2021

Mar 30, 2022

Oct 18, 2024

MCMULLEN, SARAH, ELIZABETH

PRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY

yes

10/2019

Nov 6, 2019

Oct 18, 2024

NICHOLLS, DARREN, EDWARD

RISK MANAGER, DIRECTOR

yes

11/2022

Mar 30, 2023

Oct 18, 2024

PGIM FINANCIAL LIMITED

Shareholder

yes

07/1999

Mar 30, 2016

Oct 18, 2024

PGIM HOLDING COMPANY LLC

Shareholder

yes

06/2000

Mar 30, 2016

Oct 18, 2024

PGIM, INC.

Shareholder

yes

09/2000

Feb 14, 2012

Oct 18, 2024

POLLARD, SUSAN, LEE

HUMAN RESOURCES DIRECTOR

yes

12/2021

Mar 30, 2022

Oct 18, 2024

PRUDENTIAL FINANCIAL, INC.

Shareholder

yes

12/2001

Feb 14, 2012

Oct 18, 2024

SAMSON, ELIZABETH, ANN

VICE PRESIDENT, DIRECTOR

yes

11/2016

Nov 16, 2016

Oct 18, 2024

VATAJ, VASEL

FINANCE DIRECTOR (NON-EXECUTIVE)

yes

01/2024

Mar 29, 2024

Oct 18, 2024

WARREN, STEPHEN, ROBERT

MANAGING DIRECTOR

yes

09/2021

Mar 30, 2022

Oct 18, 2024

DONOHUE, ANDREW, JOHN

CHIEF COMPLIANCE OFFICER

10/2024

Oct 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PGIM, INC.

n/a

Other adviser

$1132B

yes

n/a

PGIM INVESTMENTS LLC

n/a

Asset manager

$345B

yes

n/a

JENNISON ASSOCIATES LLC

n/a

Asset manager

$215B

yes

n/a

PGIM QUANTITATIVE SOLUTIONS LLC

n/a

Asset manager

$111B

yes

n/a

AST INVESTMENT SERVICES, INC.

n/a

Asset manager

$91B

yes

n/a

PGIM MULTI-ASSET SOLUTIONS LLC

n/a

Former SEC adviser

$26B

yes

n/a

PGIM LUXEMBOURG S.A.

n/a

Asset manager

$19B

yes

n/a

PGIM WADHWANI LLP

n/a

Former SEC adviser

$1.6B

yes

n/a

PGIM PRIVATE ALTERNATIVES (UK) LIMITED

n/a

Asset manager

$1.2B

yes

n/a

ASIA PROPERTY FUND III GP S.A.R.L.

n/a

yes

n/a

EIP GP S.A R.L.

n/a

yes

n/a

EUROCORE GP S.A.R.L.

n/a

yes

n/a

EUROPEAN VALUE PARTNERS GP S.A.R.L.

n/a

yes

n/a

EVP II GP S.A.R.L.

n/a

yes

n/a

FICG-PG-I FUND GP, LLC

n/a

yes

n/a

GERMAN RETAIL INCOME GP LIMITED

n/a

yes

n/a

MONTANA CAPITAL PARTNERS AG

n/a

yes

n/a

PEREF II GP S.A.R.L.

n/a

yes

n/a

PGIM (AUSTRALIA) PTY LIMITED

n/a

yes

n/a

PGIM (HONG KONG) LTD.

n/a

yes

n/a

PGIM (SCOTS) LTD

n/a

yes

n/a

PGIM (SINGAPORE) PTE LIMITED

n/a

yes

n/a

PGIM AVP IV GP S.A.R.L.

n/a

yes

n/a

PGIM BROAD MARKET HIGH YIELD BOND PARTNERS, LLC

n/a

yes

n/a

PGIM FIXED INCOME ALTERNATIVES GP, LLC

n/a

yes

n/a

PGIM FIXED INCOME ALTERNATIVES II GP, LLC

n/a

yes

n/a

PGIM FIXED INCOME SPECIAL OPPORTUNITIES FUND I GP, LLC

n/a

yes

n/a

PGIM FOREIGN INVESTMENTS, INC.

n/a

yes

n/a

PGIM INVESTMENTS (IRELAND) LIMITED

n/a

yes

n/a

PGIM JAPAN COMPANY LIMITED

n/a

yes

n/a

PGIM LOAN ORIGINATOR MANAGER LIMITED

n/a

yes

n/a

PGIM MANAGEMENT PARTNER LIMITED

n/a

yes

n/a

PGIM NETHERLANDS BV

n/a

yes

n/a

PGIM PRIVATE CAPITAL (IRELAND) LIMITED

n/a

yes

n/a

PGIM PRIVATE CAPITAL LIMITED

n/a

yes

n/a

PGIM REAL ESTATE CAPITAL VII GP S.A.R.L.

n/a

yes

n/a

PGIM REAL ESTATE FRANCE SAS

n/a

yes

n/a

PGIM REAL ESTATE GERMANY AG

n/a

yes

n/a

PGIM U.S. LEVERAGED LOANS GP, LLC

n/a

yes

n/a

PRAMERICA FIXED INCOME FUNDS MANAGEMENT LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Zurich

n/a

Switzerland

Milan

n/a

Italy

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$76B

299

146

n/a

2024

Mar 28, 2025

$65B

331

150

n/a

2023

Mar 29, 2024

$64B

336

150

$11B

2022

Mar 30, 2023

$59B

293

157

$9.8B

2021

Mar 30, 2022

$63B

240

128

$9.8B

2020

Mar 30, 2021

$105B

233

142

$9.9B

2019

Mar 30, 2020

$124B

218

137

$8.3B

2018

Mar 29, 2019

$48B

203

136

$7.9B

2017

Mar 29, 2018

$43B

187

133

$3.8B

2016

Mar 31, 2017

$31B

$26B

158

109

n/a

$3.8B

2015

Mar 30, 2016

$27B

$24B

147

100

n/a

$3.3B

2014

Mar 30, 2015

$25B

$20B

139

n/a

$2.2B

2013

Mar 28, 2014

$25B

$21B

127

n/a

$2.7B

2012

Mar 27, 2013

$19B

$17B

123

n/a

$461M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$76B

$65B

17.2%

$59B

8.8%

299

331