DFX Intelligence

P••• Q••••••••• S••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

P••• Q••••••••• S••••••••

P••• Q••••••••• S•••••••• LLC, CRD 129752

NEWARK, NJ

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Search this name across graphsid dfx:ria:2359d00f-fe0d-4597-153f-f6ba9e928c4e

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 28
On other graphs: 1
Observed: Mar 29, 2012 to Jul 1, 2026
40 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

P••• Q••••••••• S••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.83 institutional_share=0.14 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $111B••• Locked
Discretionary RAUM: $108B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 147

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• Q•••• S•••••••• U• S•••••••• C••• E••••• F••• O• T•• P••••••••• T•••• C•••••• I••••••••• B••	Other Private Fund	$136M	Jul 1, 2026	2	Mar 30, 2018	reported	021-299603
Q•• I••••••••• A•• C•• E••••• M••••• C••••••••• I••••••••• F••• F•• T•• E••••• T••••• O• P••••••••• T•••• C••••••	Other Private Fund

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• B••••• J••••	MEMBER, BOARD OF MANAGERS	Na	yes	12/2021	Mar 25, 2022	Mar 27, 2024
G•••••• L••••• T•••••	PRESIDENT, CEO & CHAIRMAN, BOARD OF MANAGERS	Na	yes	07/2019	Mar 27, 2020	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••• I•••	n/a	Other adviser	$1132B	Y	yes	n/a
P••• I••••••••• L••	n/a	Asset manager	$345B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$111B	$111B	-0.3%	$85B	9.4%	147	167	0	0

Relationships

Affiliated with (24)

← P••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← P••• C••••• H•••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ P••• I••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ P•••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2359d00f-fe0d-4597-153f-f6ba9e928c4e
First observed: Mar 29, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.