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P••• P•••••• P•••••••• I••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

P••• P•••••• P•••••••• I••••••••• L•••

CRD 106442

NEWARK, NJ

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Search this name across graphsid dfx:ria:16d89619-9661-db00-c696-90f7819f6320

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 11
On other graphs: 0
Observed: Mar 23, 2012 to Mar 27, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.02 institutional_share=0.98 related_bd=true related_bank=true bd_reps=16.0
Regulatory AUM: $24BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• P•••••••• T•••• I••••••••• L••	Other Private Fund	$284M	Mar 28, 2024	1	Mar 31, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M••••••• F••••••	DIRECTOR & PRESIDENT	Na	yes	01/2024	Mar 23, 2012	Mar 28, 2024
C••••• A••••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2019	Apr 12, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 53

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••• I•••	n/a	Other adviser	$1132B	Y	yes	n/a
P••• I••••••••• L••	n/a	ASSET_M••••••	$345B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	42	yes
Dallas	TX	United States	36	yes
London	n/a	United Kingdom	26	no
NEW YORK	NY	United States	12	yes
Atlanta	Ga

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$24B	3.6%	$25B	-0.9%	290	289	15	15

Relationships

Affiliated with (19)

← P••• C••••• H•••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← P••• QUANTITATIVE SOLUTIONSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← P••• I••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← P••• DC SOLUTIONSRegistered adviser

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 30, 2024
Control person left
Arthur Allen Weaver (Director & Chairman Emeritus) no longer on Schedule A of P••• P•••••• P•••••••• I••••••••• L••• (listed 2023-03-29, absent 2024-01-30)
Form ADVobserved 7 days ago
Occurred
Jan 30, 2024
Control person left
George Albert Trank (Director & President) no longer on Schedule A of P••• P•••••• P•••••••• I••••••••• L••• (listed 2023-03-29, absent 2024-01-30)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2023
Control person joined
Robert Mathew Douglass (Director & Chairman Elect) appeared on Schedule A of P••• P•••••• P•••••••• I••••••••• L•••
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16d89619-9661-db00-c696-90f7819f6320
First observed: Mar 23, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 27, 2026	$24B	$24B	290	290	15	n/a	n/a
2024	Mar 26, 2025	$24B	$24B	289	289	15	n/a	n/a
2023	Mar 28, 2024	$26B	$26B	267	267	15	1	$284M
2022	Mar 29, 2023	$25B	$25B	274	274	15	1	$264M
2021	Mar 30, 2022	$22B	$22B	252	252	15	1	$286M
2020	Mar 29, 2021	$21B	$21B	242	242	14	1	$284M
2019	Mar 25, 2020	$19B	$19B	219	219	14	1	$257M
2018	Mar 28, 2019	$17B	$17B	183	183	8	1	$234M
2017	Mar 30, 2018	$17B	$17B	209	177	8	1	$253M
2016	Mar 30, 2017	$17B	$17B	190	161	n/a	1	$251M
2015	Mar 30, 2016	$17B	$17B	187	161	n/a	1	$241M
2014	Mar 27, 2015	$15B	$15B	183	158	n/a	1	$238M
2013	Mar 31, 2014	$14B	$14B	191	170	n/a	1	$225M
2012	Mar 22, 2013	$12B	$12B	156	144	n/a	n/a	n/a
2011	Mar 23, 2012	$9.7B	$9.7B	n/a	n/a	n/a	n/a	n/a