This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GREAT LAKES ADVISORS, LLC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jul 28, 2018

First registration

Aug 1, 2018

Dual registered

no

Other names

Joseph Sciaccotta

IAPD individual key

6998002

• Occurred

  Jun 24, 2026
  Advisor changed firm

  Joseph Francis Sciaccotta left Lpl Financial Llc for Great Lakes Advisors, Llc (registered 2026-01-09)

  Form ADVobserved 5 days ago
• Occurred

  Dec 31, 2025
  Advisor changed firm

  Joseph Francis Sciaccotta left Great Lakes Advisors, Llc for Lpl Financial Llc (registered 2025-01-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fb029ea6-68bb-00de-45cb-f2153e93bc07

First observed

Aug 1, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.