DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• F•••••• S•••••••••

G•••• L•••• A•••••••• L••otherChicago, IlIA-onlyIAPD 6998002

Feed of 09/14/2026

Also filed as J••••• S•••••••••

At current firm

0 y

since Jan 9, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••• L•••• A•••••••• L•• other current
since Jan 9, 2026 · Chicago, Il
L•• F•••••••• L•• BD affiliated
Jan 23, 2025 to Jun 24, 2026 · Chicago, Il
G•••• L•••• A•••••••• L•• other
Dec 18, 2019 to Dec 31, 2025 · Chicago, Il
W••••••• I••••••••• former
Dec 18, 2019 to Jan 23, 2025 · Chicago, Il
M••••• L•• independent RIA
Aug 1, 2018 to Aug 20, 2019 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to G•••• L•••• A•••••••• L••
left Jun 24, 2026, registered Jan 9, 2026 (-166 days) · Other
G•••• L•••• A•••••••• L•• to L•• F•••••••• L••
left Dec 31, 2025, registered Jan 23, 2025 (-342 days) · Other
W••••••• I••••••••• to G•••• L•••• A•••••••• L••
left Jan 23, 2025, registered Dec 18, 2019 (-1863 days) · channel change inside one enterprise, not a move · moved with a team
M••••• L•• to W••••••• I•••••••••
left Aug 20, 2019, registered Dec 18, 2019 (120 days) · RIA to RIA

Signals

J••••• F•••••• S••••••••• left L•• F•••••••• L•• for G•••• L•••• A•••••••• L•• (registered 2026-01-09)
Jun 24, 2026 · Advisor changed firm · fact
J••••• F•••••• S••••••••• left G•••• L•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-01-23)
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address