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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)31 years in industry

George Spivak

Advisor at CHARLES SCHWAB & CO., INC.

Palm Beach Gardens, FL

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Search this name across graphsid dfx:ria:fb2a6707-9d66-978f-5c48-5f55db270bdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Apr 12, 1995
First registration: Sep 3, 2020
Dual registered: yes, broker-dealer
Other names: GEORGE PAGE|GEORGE JOSEPH SPIVAK|GEORGE SPIVAK|George J Spivak
IAPD individual key: 2594392

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 1, 2026	n/a	yes	Palm Beach Gardens, FL	Current employment
EDWARD JONES	National bd RIA	Sep 2, 2025	Apr 28, 2026	no	Boynton Beach, FL	Previous registration
NEWPORT GROUP CONSULTING, LLC	Institutional manager	Jun 6, 2022	Sep 3, 2024	no	LAKE MARY, FL\|Boca Raton, FL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 3, 2020	Jan 7, 2021	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	CHARLES SCHWAB & CO., INC.	Apr 28, 2026	Jun 1, 2026	34	Firm change	Ibd to ibd
NEWPORT GROUP CONSULTING, LLC	EDWARD JONES	Sep 3, 2024	Sep 2, 2025	364	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	NEWPORT GROUP CONSULTING, LLC	Jan 7, 2021	Jun 6, 2022	515	Firm change after gap	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 2, 2025 to Apr 28, 2026factForm ADV
→ NEWPORT GROUP CONSULTING, LLCRegistered adviserregistration: previous registration
Jun 6, 2022 to Sep 3, 2024factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 3, 2020 to Jan 7, 2021factForm ADV

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
George Spivak left Edward Jones for Charles Schwab & Co., Inc. (registered 2026-06-01)
Form ADVobserved 6 days ago
Occurred
Sep 3, 2024
Advisor changed firm
George Spivak left Newport Group Consulting, Llc for Edward Jones (registered 2025-09-02)
Form ADVobserved 6 days ago