RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• S•••••
- C•••••• S••••• • C••• I••• national BD currentsince Jun 1, 2026 · Palm Beach Gardens, Fl
- E••••• J•••• national BDSep 2, 2025 to Apr 28, 2026 · Boynton Beach, Fl
- N•••••• G•••• C••••••••• L•• institutionalJun 6, 2022 to Sep 3, 2024 · Lake Mary, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 3, 2020 to Jan 7, 2021 · Boca Raton, Fl
- E••••• J•••• to C•••••• S••••• • C••• I•••left Apr 28, 2026, registered Jun 1, 2026 (34 days) · Affiliated broker-dealer or bank to another
- N•••••• G•••• C••••••••• L•• to E••••• J••••left Sep 3, 2024, registered Sep 2, 2025 (364 days) · Other
- V•••• F•••••••• A•••••••• I••• to N•••••• G•••• C••••••••• L••left Jan 7, 2021, registered Jun 6, 2022 (515 days) · Other
- G••••• S••••• left E••••• J•••• for C•••••• S••••• • C••• I••• (registered 2026-06-01)Apr 28, 2026 · Advisor changed firm · fact
- G••••• S••••• left N•••••• G•••• C••••••••• L•• for E••••• J•••• (registered 2025-09-02)Sep 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address