RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• H••••• K•••••••••
- M••• E•• L•• asset manager currentsince Jan 9, 2025 · Las Vegas, Nv
- M••••••••• • K••••••••• A•••• M••••••••• L•• state registered currentsince Jan 3, 2025 · San Diego, Ca
- G•• C•••••• A•••••••• L•• formerNov 22, 2010 to May 13, 2019 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseMay 17, 2004 to May 13, 2009 · Beverly Hills, Ca
- G•• C•••••• A•••••••• L•• to M••••••••• • K••••••••• A•••• M••••••••• L••left May 13, 2019, registered Jan 3, 2025 (2062 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to G•• C•••••• A•••••••• L••left May 13, 2009, registered Nov 22, 2010 (558 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address