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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

LISA HAGGAI PIERSON

Advisor at OSAIC ADVISORY SERVICES, LLC

Sequim, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S66
First exam: May 5, 2011
First registration: May 6, 2011
Dual registered: yes, broker-dealer
Other names: LISA MARIE HAGGAI|LISA MARIE HYLAND|LISA HAGGAI HYLAND|LISA MARIE PIERSON
IAPD individual key: 1246752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Sequim, WA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Sequim, WA	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Nov 8, 2024	no	SEQUIM, WA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 14, 2024	no	SEQUIM, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Mar 6, 2015	Nov 6, 2020	no	SEATTLE, WA\|Sequim, WA\|SEATTLE, WA	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jul 29, 2014	Mar 16, 2015	no	ANAHEIM, CA\|SEQUIM, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 7, 2013	Jul 24, 2014	no	SEQUIM, WA\|PORT ANGELES, WA\|MISSION VIEJO, CA\|SEQUIM, WA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 6, 2011	Dec 5, 2012	no	SEQUIM, WA\|Bellevue, WA\|SEQUIM, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC WEALTH, INC.	Nov 8, 2024	Jun 14, 2024	-147	Channel change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Jun 14, 2024	Nov 6, 2020	-1,316	Channel change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
CENTAURUS FINANCIAL, INC.	KMS FINANCIAL SERVICES, INC	Mar 16, 2015	Mar 6, 2015	-10	Firm change	Other
J.P. MORGAN SECURITIES LLC	CENTAURUS FINANCIAL, INC.	Jul 24, 2014	Jul 29, 2014	5	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	J.P. MORGAN SECURITIES LLC	Dec 5, 2012	Jan 7, 2013	33	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:23131:WA:2024-11-08	Nov 8, 2024	Jun 14, 2024	SEQUIM, WA	Firm change after gap
110518:165127:WA:2024-06-14	Jun 14, 2024	Nov 6, 2020	SEQUIM, WA	Firm change after gap

Relationships

Registered with (8)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 14, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Mar 6, 2015 to Nov 6, 2020factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 29, 2014 to Mar 16, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 7, 2013 to Jul 24, 2014factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
May 6, 2011 to Dec 5, 2012factForm ADV

Dated events

No dated event names this entity yet.