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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Gary Allen Moody

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PENNINGTON, NJ | Newtown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dca1d93c-ed70-10e1-d3a2-20e948370fb5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 7, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 6, 2010
First registration: May 7, 2010
Dual registered: yes, broker-dealer
Other names: GARY A MOODY
IAPD individual key: 4470104

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 20, 2020	n/a	yes	PENNINGTON, NJ\|Newtown, PA	Current employment
GLEN EAGLE ADVISORS, LLC	Independent wealth	Mar 17, 2016	Dec 17, 2019	no	KINGSTON, NJ	Previous registration
GLEN EAGLE ADVISORS, LLC	Former SEC adviser	May 7, 2010	Mar 23, 2016	no	KINGSTON, NJ\|Kingston, NJ\|WILMINGTON, DE\|ANNAPOLIS, MD\|LANGHORNE, PA\|HAMILTON, NJ\|Freehold, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLEN EAGLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 17, 2019	Mar 20, 2020	94	Firm change	RIA to wirehouse
GLEN EAGLE ADVISORS, LLC	GLEN EAGLE ADVISORS, LLC	Mar 23, 2016	Mar 17, 2016	-6	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
124504:282920:NJ:2016-03-09	Mar 23, 2016	Mar 17, 2016	FREEHOLD, NJ	Firm change

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Mar 20, 2020 to presentfactForm ADV
→ GLEN EAGLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 17, 2016 to Dec 17, 2019factForm ADV
→ GLEN EAGLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 7, 2010 to Mar 23, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dca1d93c-ed70-10e1-d3a2-20e948370fb5
First observed: May 7, 2010
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Gary Allen Moody

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PENNINGTON, NJ | Newtown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dca1d93c-ed70-10e1-d3a2-20e948370fb5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Mar 20, 2020

n/a

yes

PENNINGTON, NJ|Newtown, PA

Current employment

GLEN EAGLE ADVISORS, LLC

Independent wealth

Mar 17, 2016

Dec 17, 2019

KINGSTON, NJ

Previous registration

GLEN EAGLE ADVISORS, LLC

Former SEC adviser

May 7, 2010

Mar 23, 2016

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GLEN EAGLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 17, 2019

Mar 20, 2020

Firm change

RIA to wirehouse

GLEN EAGLE ADVISORS, LLC

Mar 23, 2016

Mar 17, 2016

-6

Channel change

Other

Team

Left

Joined

From

Kind

124504:282920:NJ:2016-03-09

Mar 23, 2016

Mar 17, 2016

FREEHOLD, NJ

Firm change