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RIA / WealthAdvisor28 years in industry

MICHAEL JEFFREY GALLOWAY

Advisor at PUBLIC SAFETY FINANCIAL/GALLOWAY

MESA, AZ | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb91c1a5-973d-422c-fd23-89bd8b3469d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PUBLIC SAFETY FINANCIAL/GALLOWAY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Exams: S63|S66
First exam: May 26, 1998
First registration: Sep 25, 2000
Dual registered: no
Other names: MIKE GALLOWAY
IAPD individual key: 3001646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Aug 29, 2025	n/a	yes	MESA, AZ\|KANSAS CITY, MO	Current employment
PUBLIC SAFETY FINANCIAL/GALLOWAY	Independent wealth	Jul 20, 2006	n/a	yes	MESA, AZ	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Apr 17, 2003	Jun 27, 2008	no	MESA, AZ	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Sep 25, 2000	Jul 18, 2003	no	MESA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	PUBLIC SAFETY FINANCIAL/GALLOWAY	Jun 27, 2008	Jul 20, 2006	-708	Firm change after gap	Other
VOYA FINANCIAL PARTNERS, LLC	CETERA ADVISORS LLC	Jul 18, 2003	Apr 17, 2003	-92	Firm change after gap	Other

Relationships

Registered with (4)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ PUBLIC SAFETY FINANCIAL/GALLOWAYRegistered adviserregistration: current employment
Jul 20, 2006 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 17, 2003 to Jun 27, 2008factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 25, 2000 to Jul 18, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fb91c1a5-973d-422c-fd23-89bd8b3469d9
First observed: Sep 25, 2000
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL JEFFREY GALLOWAY

Advisor at PUBLIC SAFETY FINANCIAL/GALLOWAY

MESA, AZ | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb91c1a5-973d-422c-fd23-89bd8b3469d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MODERN WEALTH MANAGEMENT, LLC

Independent wealth

Aug 29, 2025

n/a

yes

MESA, AZ|KANSAS CITY, MO

Current employment

PUBLIC SAFETY FINANCIAL/GALLOWAY

Independent wealth

Jul 20, 2006

n/a

yes

MESA, AZ

Current employment

CETERA ADVISORS LLC

Former SEC adviser

Apr 17, 2003

Jun 27, 2008

MESA, AZ

Previous registration

VOYA FINANCIAL PARTNERS, LLC

Former SEC adviser

Sep 25, 2000

Jul 18, 2003

MESA, AZ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA ADVISORS LLC

PUBLIC SAFETY FINANCIAL/GALLOWAY

Jun 27, 2008

Jul 20, 2006

-708

Firm change after gap

Other

VOYA FINANCIAL PARTNERS, LLC

CETERA ADVISORS LLC

Jul 18, 2003

Apr 17, 2003

-92

Firm change after gap

Other