DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Jeffrey Galloway
Feed of 09/15/2026
Also filed as Mike Galloway
At current firm
20 y
since Jul 20, 2006
In the industry
28 y
since May 26, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Modern Wealth Management, LLC independent RIA currentsince Aug 29, 2025 · Mesa, Az
- Public Safety Financial/Galloway independent RIA currentsince Jul 20, 2006 · Mesa, Az
- Cetera Advisors LLC formerApr 17, 2003 to Jun 27, 2008 · Mesa, Az
- Voya Financial Partners, LLC formerSep 25, 2000 to Jul 18, 2003 · Mesa, Az
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisors LLC to Public Safety Financial/Gallowayleft Jun 27, 2008, registered Jul 20, 2006 (-708 days) · Other
- Voya Financial Partners, LLC to Cetera Advisors LLCleft Jul 18, 2003, registered Apr 17, 2003 (-92 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address