DFX Intelligence

K•••• J••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor40 years in industry

K•••• J••• S•••••

Advisor at S••••• • R••••• F•••••••• S•••••••• I•••

ORMOND BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fbb9cbe5-ff9f-8387-d1b3-bde34e372c59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• • R••••• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• • R••••• F•••••••• S•••••••• I•••	Independent wealth	Mar 24, 2025	n/a	yes	ORMOND BEACH, FL	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Jun 30, 2016	Mar 26, 2025	no	Ormond Beach, FL\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	S••••• • R••••• F•••••••• S•••••••• I•••	Mar 26, 2025	Mar 24, 2025	-2	Firm change	Ibd to new firm
S••••• A••• A•••• M••••••••• I•••	S••••• A••••••• I•••	Jun 30, 2016	Jun 30, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
174182:334690:AL:2025-03-26	Mar 26, 2025	Mar 24, 2025	BIRMINGHAM, AL	Firm change

Relationships

Registered with (5)

→ S••••• • R••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2016 to Mar 26, 2025factForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2011 to Jun 30, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbb9cbe5-ff9f-8387-d1b3-bde34e372c59
First observed: Jan 1, 1991
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.