DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• J••• S•••••

S••••• • R••••• F•••••••• S•••••••• I•••independent RIAOrmond Beach, FlIA-onlyIAPD 1482504

Feed of 09/14/2026

At current firm

1 y

since Mar 24, 2025

In the industry

40 y

since May 27, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• • R••••• F•••••••• S•••••••• I••• independent RIA current
since Mar 24, 2025 · Ormond Beach, Fl
S••••• A••••••• I••• BD affiliated
Jun 30, 2016 to Mar 26, 2025 · Ormond Beach, Fl
S••••• A••• A•••• M••••••••• I••• former
Dec 8, 2011 to Jun 30, 2016 · Ormond Beach, Fl
W•••• F•••• A••••••• wirehouse
Mar 5, 2007 to Nov 3, 2011 · Ormond Beach, Fl
M••••• S•••••• D• I••• unclassified
Jan 1, 1991 to Mar 5, 2007 · Ormond Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••• A••••••• I••• to S••••• • R••••• F•••••••• S•••••••• I•••
left Mar 26, 2025, registered Mar 24, 2025 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••
left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S••••• A••• A•••• M••••••••• I•••
left Nov 3, 2011, registered Dec 8, 2011 (35 days) · Other
M••••• S•••••• D• I••• to W•••• F•••• A•••••••
left Mar 5, 2007, registered Mar 5, 2007 (0 days) · Other

Signals

K•••• J••• S••••• left S••••• A••••••• I••• for S••••• • R••••• F•••••••• S•••••••• I••• (registered 2025-03-24)
Mar 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address