DFX Intelligence

M••••• F••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M••••• F••••••• S••••••

Advisor at S••••••••• P•••••• C•••••• M••••••••• L••

Spartanburg, SC

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Search this name across graphsid dfx:ria:fbc11092-2e60-ebf3-d4fe-17d4f0dac23e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• P•••••• C•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• P•••••• C•••••• M••••••••• L••	Other adviser	Jan 4, 2026	n/a	yes	Spartanburg, SC	Current employment
S••••••••• A•••••••• I•••	Former SEC adviser	Mar 30, 2021	Feb 27, 2026	no	Spartanburg, SC\|COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••••• I•••	S••••••••• P•••••• C•••••• M••••••••• L••	Feb 27, 2026	Jan 4, 2026	-54	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
153113:165306:SC:2026-02-27	Feb 27, 2026	Jan 4, 2026	COLUMBIA, SC	Firm change after gap

Relationships

Registered with (2)

→ S••••••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ S••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2021 to Feb 27, 2026factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbc11092-2e60-ebf3-d4fe-17d4f0dac23e
First observed: Mar 30, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.