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RIA / WealthAdvisor14 years in industry

Emily E Zimmerman

Advisor at SPECTRUM INVESTMENT ADVISORS, INC.

MEQUON, WI

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Search this name across graphsid dfx:ria:fbcf4d7f-44ec-89c2-a985-d88e4140677f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPECTRUM INVESTMENT ADVISORS, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 24, 2011
First registration: Sep 26, 2011
Dual registered: no
Other names: EMILY ZIMMERMAN|EMILY ELLEN ZIMMERMAN
IAPD individual key: 5845698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPECTRUM INVESTMENT ADVISORS, INC.	Mixed wealth	Jan 27, 2022	n/a	yes	MEQUON, WI	Current employment
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Jul 3, 2018	Jan 7, 2022	no	Oak Creek, WI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 9, 2016	Jun 28, 2018	no	BROOKFIELD, WI	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 6, 2015	Aug 15, 2016	no	Waukesha, WI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 26, 2011	Nov 10, 2015	no	WAUKESHA, WI\|WAUKESHA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA RETIREMENT ADVISORS, LLC	SPECTRUM INVESTMENT ADVISORS, INC.	Jan 7, 2022	Jan 27, 2022	20	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Jun 28, 2018	Jul 3, 2018	5	Firm change	Ibd to RIA
RAYMOND JAMES & ASSOCIATES, INC.	EQUITABLE ADVISORS, LLC	Aug 15, 2016	Aug 9, 2016	-6	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Nov 10, 2015	Nov 6, 2015	-4	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:705:WI:2015-11-10	Nov 10, 2015	Nov 6, 2015	WAUKESHA, WI	Firm change

Relationships

Registered with (5)

→ SPECTRUM INVESTMENT ADVISORS, INC.Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 3, 2018 to Jan 7, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 9, 2016 to Jun 28, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 6, 2015 to Aug 15, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2011 to Nov 10, 2015factForm ADV

Dated events

Occurred
Jan 7, 2022
Advisor changed firm
Emily E Zimmerman left Transamerica Retirement Advisors, Llc for Spectrum Investment Advisors, Inc. (registered 2022-01-27)
Form ADVobserved 4 days ago