DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• E• Z••••••••

S••••••• I••••••••• A•••••••• I•••mixed wealthMequon, WiIA-onlyIAPD 5845698

Feed of 09/14/2026

Also filed as Emily Zimmerman

At current firm

4 y

since Jan 27, 2022

In the industry

14 y

since Sep 24, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• I••••••••• A•••••••• I••• mixed wealth current
since Jan 27, 2022 · Mequon, Wi
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Jul 3, 2018 to Jan 7, 2022 · Oak Creek, Wi
E•••••••• A•••••••• L•• national BD
Aug 9, 2016 to Jun 28, 2018 · Brookfield, Wi
R•••••• J•••• • A••••••••• I••• national BD
Nov 6, 2015 to Aug 15, 2016 · Waukesha, Wi
W•••• F•••• A••••••• wirehouse
Sep 26, 2011 to Nov 10, 2015 · Waukesha, Wi

Moves

a registration end followed by a registration begin elsewhere

T••••••••• R••••••••• A•••••••• L•• to S••••••• I••••••••• A•••••••• I•••
left Jan 7, 2022, registered Jan 27, 2022 (20 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to T••••••••• R••••••••• A•••••••• L••
left Jun 28, 2018, registered Jul 3, 2018 (5 days) · Affiliated broker-dealer or bank to independent RIA
R•••••• J•••• • A••••••••• I••• to E•••••••• A•••••••• L••
left Aug 15, 2016, registered Aug 9, 2016 (-6 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Nov 10, 2015, registered Nov 6, 2015 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

E•••• E• Z•••••••• left T••••••••• R••••••••• A•••••••• L•• for S••••••• I••••••••• A•••••••• I••• (registered 2022-01-27)
Jan 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address