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Advisor at SVB ASSET MANAGEMENT
North Wales, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SVB ASSET MANAGEMENT | Other adviser | Aug 15, 2025 | n/a | yes | North Wales, PA | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Jan 29, 2025 | Jun 11, 2025 | no | SYRACUSE, NY | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Mar 25, 2014 | Nov 27, 2024 | no | Conshohocken, PA | Previous registration |
| VALLEY FORGE ASSET MANAGEMENT, LLC | Former SEC adviser | Nov 5, 2009 | Jan 9, 2014 | no | KING OF PRUSSIA, PA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 8, 2008 | Nov 4, 2009 | no | LANGHORNE, PA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 13, 2005 | Jan 7, 2008 | no | LANGHORNE, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 24, 2004 | Oct 14, 2005 | no | YARDLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | SVB ASSET MANAGEMENT | Jun 11, 2025 | Aug 15, 2025 | 65 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | CADARET GRANT & CO INC | Nov 27, 2024 | Jan 29, 2025 | 63 | Firm change | Ibd to ibd |
| VALLEY FORGE ASSET MANAGEMENT, LLC | HORNOR, TOWNSEND & KENT, LLC | Jan 9, 2014 | Mar 25, 2014 | 75 | Firm change | Other |
| FSC SECURITIES CORPORATION | VALLEY FORGE ASSET MANAGEMENT, LLC | Nov 4, 2009 | Nov 5, 2009 | 1 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | FSC SECURITIES CORPORATION | Jan 7, 2008 | Jan 8, 2008 | 1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SECURITIES AMERICA ADVISORS, INC. | Oct 14, 2005 | Oct 13, 2005 | -1 | Firm change | Other |