DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jun 26, 2026 | n/a | yes | MORRISTOWN, NJ|Houston, TX | Current employment |
| MARINER ADVISOR NETWORK | Bd affiliated wealth | Oct 12, 2023 | Jun 26, 2026 | no | Houston, TX | Previous registration |
| TEAMWORK FINANCIAL ADVISORS, LLC | Independent wealth | May 15, 2020 | Oct 17, 2023 | no | SAN ANTONIO, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 12, 2017 | Dec 31, 2017 | no | HOUSTON, TX | Previous registration |
| INTRUA FINANCIAL | Independent wealth | Mar 2, 2017 | May 15, 2020 | no | HOUSTON, TX | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | Mar 3, 2017 | no | FORT WORTH, TX | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Feb 14, 2013 | Dec 15, 2015 | no | GREENVILLE, NC|GOLDSBORO, NC|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER ADVISOR NETWORK | PRIVATE ADVISOR GROUP, LLC | Jun 26, 2026 | Jun 26, 2026 | 0 | Bulk transfer | Ibd to ibd |
| TEAMWORK FINANCIAL ADVISORS, LLC | MARINER ADVISOR NETWORK | Oct 17, 2023 | Oct 12, 2023 | -5 | Firm change | RIA to ibd |
| INTRUA FINANCIAL | LPL FINANCIAL LLC | May 15, 2020 | Jun 12, 2017 | -1,068 | Firm change after gap | Other |
| LPL FINANCIAL LLC | TEAMWORK FINANCIAL ADVISORS, LLC | Dec 31, 2017 | May 15, 2020 | 866 | Firm change after gap | RIA to RIA |
| FIRST COMMAND ADVISORY SERVICES | INTRUA FINANCIAL | Mar 3, 2017 | Mar 2, 2017 | -1 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND ADVISORY SERVICES | Dec 15, 2015 | Dec 15, 2015 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165237:283824:TX:2023-10-17 | Oct 17, 2023 | Oct 12, 2023 | SAN ANTONIO, TX | Firm change |
| 281958:281554:TX:2017-03-03 | Mar 3, 2017 | Mar 2, 2017 | FORT WORTH, TX | Firm change |