RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• E•••••• •••••• Z•••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Morristown, Nj
- M•••••• A•••••• N•••••• BD affiliatedOct 12, 2023 to Jun 26, 2026 · Houston, Tx
- T••••••• F•••••••• A•••••••• L•• independent RIAMay 15, 2020 to Oct 17, 2023 · San Antonio, Tx
- L•• F•••••••• L•• BD affiliatedJun 12, 2017 to Dec 31, 2017 · Houston, Tx
- I••••• F•••••••• independent RIAMar 2, 2017 to May 15, 2020 · Houston, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Mar 3, 2017 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerFeb 14, 2013 to Dec 15, 2015 · Greenville, Nc
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- T••••••• F•••••••• A•••••••• L•• to M•••••• A•••••• N••••••left Oct 17, 2023, registered Oct 12, 2023 (-5 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••• F•••••••• to L•• F•••••••• L••left May 15, 2020, registered Jun 12, 2017 (-1068 days) · Other
- L•• F•••••••• L•• to T••••••• F•••••••• A•••••••• L••left Dec 31, 2017, registered May 15, 2020 (866 days) · RIA to RIA
- F•••• C•••••• A••••••• S••••••• to I••••• F••••••••left Mar 3, 2017, registered Mar 2, 2017 (-1 days) · Other · moved with a team
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
- M••••• E•••••• •••••• Z••••• left T••••••• F•••••••• A•••••••• L•• for M•••••• A•••••• N•••••• (registered 2023-10-12)Oct 17, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address