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Advisor at FAIR OAKS FINANCIAL LLC
FAIR OAKS RANCH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAIR OAKS FINANCIAL LLC | State registered | Jan 15, 2021 | n/a | yes | FAIR OAKS RANCH, TX | Current employment |
| PAX FINANCIAL GROUP | Independent wealth | Jun 6, 2016 | Jul 17, 2020 | no | SAN ANTONIO, TX | Previous registration |
| ADVISOR RESOURCE COUNCIL | Independent wealth | Nov 13, 2013 | Sep 14, 2016 | no | SAN ANTONIO, TX|DALLAS, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 23, 2012 | Oct 28, 2015 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PAX FINANCIAL GROUP | FAIR OAKS FINANCIAL LLC | Jul 17, 2020 | Jan 15, 2021 | 182 | Firm change | RIA to state RIA |
| ADVISOR RESOURCE COUNCIL | PAX FINANCIAL GROUP | Sep 14, 2016 | Jun 6, 2016 | -100 | Firm change after gap | Other |
| LPL FINANCIAL LLC | ADVISOR RESOURCE COUNCIL | Oct 28, 2015 | Nov 13, 2013 | -714 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164109:284164:TX:2016-09-14 | Sep 14, 2016 | Jun 6, 2016 | DALLAS, TX | Firm change after gap |
| 6413:164109:TX:2015-10-28 | Oct 28, 2015 | Nov 13, 2013 | SAN ANTONIO, TX | Firm change after gap |