RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• J•••• R•••••••••
- F••• O••• F•••••••• L•• state registered currentsince Jan 15, 2021 · F••• O••• Ranch, Tx
- P•• F•••••••• G•••• independent RIAJun 6, 2016 to Jul 17, 2020 · San Antonio, Tx
- A•••••• R••••••• C•••••• independent RIANov 13, 2013 to Sep 14, 2016 · San Antonio, Tx
- L•• F•••••••• L•• BD affiliatedFeb 23, 2012 to Oct 28, 2015 · San Antonio, Tx
- P•• F•••••••• G•••• to F••• O••• F•••••••• L••left Jul 17, 2020, registered Jan 15, 2021 (182 days) · RIA to a state-registered adviser
- A•••••• R••••••• C•••••• to P•• F•••••••• G••••left Sep 14, 2016, registered Jun 6, 2016 (-100 days) · Other · moved with a team
- L•• F•••••••• L•• to A•••••• R••••••• C••••••left Oct 28, 2015, registered Nov 13, 2013 (-714 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address