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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Christian Martinez

Advisor at NEUBERGER BERMAN BD LLC

NEW YORK, NY | Greenwich, CT

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Search this name across graphsid dfx:ria:fc43d24a-548f-ac17-d1a2-d132c54de25a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEUBERGER BERMAN BD LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 19, 2015
First registration: Dec 21, 2015
Dual registered: yes, broker-dealer
Other names: Christian Andres Martinez
IAPD individual key: 6101291

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEUBERGER BERMAN BD LLC	No RAUM reported	Aug 3, 2026	n/a	yes	Greenwich, CT\|NEW YORK, NY	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 9, 2022	Sep 13, 2024	no	STAMFORD, CT	Previous registration
DOMINARI SECURITIES LLC	Independent wealth	Jan 4, 2021	Mar 8, 2022	no	NEW YORK, NY	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 26, 2018	Sep 3, 2020	no	Greenwich, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 21, 2015	Oct 25, 2017	no	FAIRFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	NEUBERGER BERMAN BD LLC	Sep 13, 2024	Aug 3, 2026	689	Firm change after gap	Other
DOMINARI SECURITIES LLC	RBC CAPITAL MARKETS, LLC	Mar 8, 2022	Mar 9, 2022	1	Firm change	RIA to ibd
RAYMOND JAMES & ASSOCIATES, INC.	DOMINARI SECURITIES LLC	Sep 3, 2020	Jan 4, 2021	123	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Oct 25, 2017	Jan 26, 2018	93	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18975:31194:NY:2022-03-08	Mar 8, 2022	Mar 9, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 9, 2022 to Sep 13, 2024factForm ADV
→ DOMINARI SECURITIES LLCRegistered adviserregistration: previous registration
Jan 4, 2021 to Mar 8, 2022factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 26, 2018 to Sep 3, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 21, 2015 to Oct 25, 2017factForm ADV

Dated events

Occurred
Sep 13, 2024
Advisor changed firm
Christian Martinez left Rbc Capital Markets, Llc for Neuberger Berman Bd Llc (registered 2026-08-03)
Form ADVobserved 6 days ago
Occurred
Mar 8, 2022
Advisor changed firm
Christian Martinez left Dominari Securities Llc for Rbc Capital Markets, Llc (registered 2022-03-09)
Form ADVobserved 6 days ago