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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ROUNDANGLE ADVISORS LLC

CRD 173955

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc45e28e-c89f-c88d-26ff-6968ed79a41d

Data as of Mar 21, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2014 to Mar 21, 2016
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $86.4MItem 5.F on the latest filing (2016-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $78.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Accounts: 546
SEC number: 801-80756
CRD: 173955
Filings on the tape: 15
First filed: Dec 12, 2014
Latest filed: Mar 21, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERNSTEIN, JONATHAN, EVAN	MANAGING MEMBER	D	yes	10/2015	Oct 30, 2015	Mar 21, 2016
GERUT, BENJAMIN, SAMUEL	MANAGING MEMBER	B	yes	01/2015	Dec 12, 2014	Mar 21, 2016
KILLEN, ANDREW, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2015	Dec 12, 2014	Mar 21, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC	n/a	Former SEC adviser	$84.8M	Y	yes	n/a
BENJAMIN GERUT	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Redbank	Nj	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 12, 2016	$86.4M	$78.4M	8	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$86.4M	n/a	n/a	n/a	n/a	8	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ FOUNDATION RETIREMENT PLAN CONSULTANTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← BERNSTEIN, JONATHAN, EVANOwnerMANAGING MEMBER, ownership code D, individual
Oct 30, 2015 to presentfactForm ADV
← GERUT, BENJAMIN, SAMUELOwnerMANAGING MEMBER, ownership code B, individual
Dec 12, 2014 to presentfactForm ADV
← KILLEN, ANDREW, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2014 to presentfactForm ADV

Registered with (1)

← JONATHAN EVAN BERNSTEINAdvisorregistration: previous registration
Nov 19, 2015 to Apr 11, 2016factForm ADV

Dated events

Occurred
Dec 12, 2014
First Form ADV filing
Btdej, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc45e28e-c89f-c88d-26ff-6968ed79a41d
First observed: Dec 12, 2014
Last observed: Mar 21, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROUNDANGLE ADVISORS LLC

CRD 173955

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc45e28e-c89f-c88d-26ff-6968ed79a41d

Data as of Mar 21, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERNSTEIN, JONATHAN, EVAN

MANAGING MEMBER

yes

10/2015

Oct 30, 2015

Mar 21, 2016

GERUT, BENJAMIN, SAMUEL

MANAGING MEMBER

yes

01/2015

Dec 12, 2014

Mar 21, 2016

KILLEN, ANDREW, JOHN

CHIEF COMPLIANCE OFFICER

yes

03/2015

Dec 12, 2014

Mar 21, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOUNDATION RETIREMENT PLAN CONSULTANTS, LLC

n/a

Former SEC adviser

$84.8M

yes

n/a

BENJAMIN GERUT

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Redbank

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 12, 2016

$86.4M

$78.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$86.4M

n/a