DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Roundangle Advisors LLC

Former SEC-registered adviserNew York, New YorkCRD 173955SEC 801-80756IAPD
Latest filing Mar 21, 2016
First filing on the tape Dec 12, 2014 · 15 filings
RAUM
$86.4M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$86.4M as of Mar 21, 2016
Dec 12, 2014$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 21, 2016
Dec 12, 20141 then
Employees (5.A)8 as of Mar 21, 2016
Dec 12, 20142 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 21, 2016; every figure names its basis
RAUM per advisor
$21.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$158,242derivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
546reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Evan Jonathan Bernstein · Managing Membercontrol
      since 10/2015 · owns 50% to 75%
    • Samuel Benjamin Gerut · Managing Membercontrol
      since 01/2015 · owns 10% to 25%
    • John Andrew Killen · Chief Compliance Officercontrol
      since 03/2015 · owns less than 5%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Redbank, NJ
    What changed
    consecutive filings, newest first
    • Accounts · 150 to 546
      Oct 30, 2015 to Feb 12, 2016
    • Advisory employees · 3 to 5
      Oct 30, 2015 to Feb 12, 2016
    • BD registered reps · 0 to 1
      Oct 30, 2015 to Feb 12, 2016
    • Employees · 4 to 8
      Oct 30, 2015 to Feb 12, 2016
    • State-registered IARs · 3 to 4
      Oct 30, 2015 to Feb 12, 2016
    • Discretionary RAUM · $32.0M to $78.4M
      Oct 30, 2015 to Feb 12, 2016
    • Non-discretionary RAUM · $0 to $8.0M
      Oct 30, 2015 to Feb 12, 2016
    • RAUM · $32.0M to $86.4M
      Oct 30, 2015 to Feb 12, 2016
    • Related adviser · false to true
      Jul 22, 2015 to Oct 30, 2015
    • Accounts · 0 to 150
      Mar 23, 2015 to May 11, 2015
    • Discretionary RAUM · $0 to $32.0M
      Mar 23, 2015 to May 11, 2015
    • RAUM · $0 to $32.0M
      Mar 23, 2015 to May 11, 2015
    • Advisory employees · 2 to 3
      Mar 16, 2015 to Mar 16, 2015
    • Employees · 2 to 4
      Mar 16, 2015 to Mar 16, 2015
    • Insurance-licensed employees · 1 to 3
      Mar 16, 2015 to Mar 16, 2015
    • State-registered IARs · 1 to 3
      Mar 16, 2015 to Mar 16, 2015
    • Business name · BTDEJ, LLC to ROUNDANGLE ADVISORS LLC
      Dec 12, 2014 to Dec 12, 2014
    • Legal name · BTDEJ, LLC to ROUNDANGLE ADVISORS LLC
      Dec 12, 2014 to Dec 12, 2014
    Signals
    1 dated events
    • Btdej, Llc filed its initial SEC registration (Form ADV)
      Dec 12, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026