DFX Intelligence

M••• O••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

M••• O••• V•••••••••

Advisor at O•••• W•••••• I•••

Auburn, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc70c50b-1dc9-6eda-8c3c-bbbd8dbc4a9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Feb 4, 2025	n/a	yes	Auburn, IN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Feb 11, 2025	no	AUBURN, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••• W•••••• I•••	Feb 11, 2025	Feb 4, 2025	-7	Firm change	Ibd to ibd
S•• I••••••••• I•••	L•• F•••••••• L••	Feb 15, 2018	Feb 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:23131:IN:2025-02-11	Feb 11, 2025	Feb 4, 2025	AUBURN, IN	Firm change

Relationships

Registered with (7)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Feb 4, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Feb 11, 2025factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2015 to Feb 15, 2018factForm ADV
→ H•••• W••••• P•••••••

Dated events

Occurred
Feb 11, 2025
Advisor changed firm
M••• O••• V••••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-02-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc70c50b-1dc9-6eda-8c3c-bbbd8dbc4a9d
First observed: Feb 11, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.