DFX Intelligence

H•••• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H•••• W••••• P•••••••

H•••• W••••• P•••••••, INC., CRD 153880

AUBURN, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24a24632-279c-16e6-3525-146e50200ba0

Data as of Feb 27, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Feb 27, 2018
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $208M••• Locked
Discretionary RAUM: $208M
Private client RAUM: $205Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• E•••••	CHIEF INVESTMENT OFFICER	Na	yes	01/2017	Jan 19, 2017	Feb 27, 2018
H••••• D••••• W••••	CHIEF EXECUTIVE OFFICER	C	yes	12/2006	Mar 28, 2012	Feb 27, 2018

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
FORT W••••	In	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 27, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$208M	$174M	19.6%	$165M	8.1%	12	11	1	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C• I••••••••• L••	7	Aug 15, 2018	Mar 29, 2018	AUBURN, IN	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (6)

← L•••••••• D••••••• E•••••OwnerBRANCH PRESIDENT, ownership code A, individual
Mar 30, 2016 to presentfactForm ADV
← H••••• D••••• W••••OwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← H••••• S••••• E•••••OwnerPRESIDENT, VICE PRESIDENT, TREASURER, AND SECRETARY, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← M•••••••• C••••••••• A••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 8, 2017 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24a24632-279c-16e6-3525-146e50200ba0
First observed: Mar 28, 2012
Last observed: Feb 27, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.