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RIA / WealthAdvisordual registered (broker-dealer)14 years in industrynot currently registered

Sylvia Kombouras

Advisor at VOYA FINANCIAL ADVISORS, INC.

Arlington, MA | Marlton, NJ

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Search this name across graphsid dfx:ria:fc7abaa2-05a6-d690-5783-f3ec55cebb47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 21, 2012
First registration: Jul 15, 2013
Dual registered: yes, broker-dealer
Other names: Sylvia Kombouras|Sylvia N Kombouras
IAPD individual key: 6058676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 3, 2025	n/a	yes	Arlington, MA\|Marlton, NJ	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 25, 2023	Jun 28, 2024	no	WESTWOOD, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 2, 2020	Oct 19, 2023	no	NEW YORK, NY\|BURLINGTON, MA\|WELLESLEY HILLS, MA\|Boston, MA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Oct 14, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 15, 2013	Jul 13, 2018	no	MERRIMACK, NH\|Burlington, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	VOYA FINANCIAL ADVISORS, INC.	Jun 28, 2024	Jul 3, 2025	370	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIZENS SECURITIES, INC.	Oct 19, 2023	Oct 25, 2023	6	Firm change	Wirehouse to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 14, 2019	Sep 2, 2020	324	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:7691:MA:2019-10-08	Oct 14, 2019	Sep 2, 2020	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 25, 2023 to Jun 28, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 2, 2020 to Oct 19, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Oct 14, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 15, 2013 to Jul 13, 2018factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 28, 2024
Advisor changed firm
Sylvia Kombouras left Citizens Securities, Inc. for Voya Financial Advisors, Inc. (registered 2025-07-03)
Form ADVobserved 6 days ago
Occurred
Oct 19, 2023
Advisor changed firm
Sylvia Kombouras left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citizens Securities, Inc. (registered 2023-10-25)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Sylvia Kombouras no longer holds an investment adviser registration (last listed at Voya Financial Advisors, Inc. on the 2026-09-16 feed)