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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

JASON SEAN KASS

Advisor at LEGACY EDGE ADVISORS

SYOSSET, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEGACY EDGE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S66
First exam: Dec 28, 2004
First registration: Mar 31, 2008
Dual registered: no
Other names: JASON SEAN KASS
IAPD individual key: 3248234

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEGACY EDGE ADVISORS	Independent wealth	Nov 2, 2023	n/a	yes	SYOSSET, NY	Current employment
NEWEDGE ADVISORS	Bd affiliated wealth	May 24, 2021	Nov 1, 2023	no	Melville, NY\|NEW ORLEANS, LA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 28, 2015	May 27, 2021	no	New York, NY\|New York, NY\|New York, NY\|Garden City, NY\|New Hyde Park, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Nov 3, 2010	Oct 1, 2015	no	NEW YORK, NY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 16, 2009	Oct 15, 2010	no	NEW YORK, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 21, 2009	Feb 24, 2009	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Mar 31, 2008	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWEDGE ADVISORS	LEGACY EDGE ADVISORS	Nov 1, 2023	Nov 2, 2023	1	Firm change	Ibd to new firm
J.P. MORGAN SECURITIES LLC	NEWEDGE ADVISORS	May 27, 2021	May 24, 2021	-3	Firm change	Wirehouse to ibd
HSBC SECURITIES (USA) INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2015	Sep 28, 2015	-3	Firm change	Other
ADVICE AND PLANNING SERVICES	HSBC SECURITIES (USA) INC.	Oct 15, 2010	Nov 3, 2010	19	Firm change	Other
BARCLAYS CAPITAL INC.	ADVICE AND PLANNING SERVICES	Feb 24, 2009	Mar 16, 2009	20	Firm change	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 21, 2009	98	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19585:79:NY:2015-09-29	Oct 1, 2015	Sep 28, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (7)

→ LEGACY EDGE ADVISORSRegistered adviserregistration: current employment
Nov 2, 2023 to presentfactForm ADV
→ NEWEDGE ADVISORSRegistered adviserregistration: previous registration
May 24, 2021 to Nov 1, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 28, 2015 to May 27, 2021factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Nov 3, 2010 to Oct 1, 2015factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 16, 2009 to Oct 15, 2010factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Feb 24, 2009factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Mar 31, 2008 to Oct 15, 2008factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
Jason Sean Kass left Newedge Advisors for Legacy Edge Advisors (registered 2023-11-02)
Form ADVobserved 4 days ago