DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason Sean Kass

Legacy Edge Advisorsindependent RIASyosset, NyIA-onlyIAPD 3248234

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Jason Sean Kass

At current firm

2 y

since Nov 2, 2023

In the industry

21 y

since Dec 28, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Legacy Edge Advisors independent RIA current
since Nov 2, 2023 · Syosset, Ny
Newedge Advisors BD affiliated
May 24, 2021 to Nov 1, 2023 · Melville, Ny
J.P. Morgan Securities LLC wirehouse
Sep 28, 2015 to May 27, 2021 · New York, Ny
Hsbc Securities (USA) Inc. BD affiliated
Nov 3, 2010 to Oct 1, 2015 · New York, Ny
Advice And Planning Services BD affiliated
Mar 16, 2009 to Oct 15, 2010 · New York, Ny
Barclays Capital Inc. former
Jan 21, 2009 to Feb 24, 2009 · New York, Ny
Lehman Brothers Inc. unclassified
Mar 31, 2008 to Oct 15, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Newedge Advisors to Legacy Edge Advisors
left Nov 1, 2023, registered Nov 2, 2023 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser
J.P. Morgan Securities LLC to Newedge Advisors
left May 27, 2021, registered May 24, 2021 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Hsbc Securities (USA) Inc. to J.P. Morgan Securities LLC
left Oct 1, 2015, registered Sep 28, 2015 (-3 days) · Other · moved with a team
Advice And Planning Services to Hsbc Securities (USA) Inc.
left Oct 15, 2010, registered Nov 3, 2010 (19 days) · Other
Barclays Capital Inc. to Advice And Planning Services
left Feb 24, 2009, registered Mar 16, 2009 (20 days) · Other
Lehman Brothers Inc. to Barclays Capital Inc.
left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move

Signals

Jason Sean Kass left Newedge Advisors for Legacy Edge Advisors (registered 2023-11-02)
Nov 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address