DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••••• P••••••• P•••••••
DOWNERS GROVE, IL | Orland Park, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• P••••••• P••••••• | Independent wealth | Dec 8, 2021 | n/a | yes | Orland Park, IL|DOWNERS GROVE, IL | Current employment |
| H•••••••• A•••••• G••••• L•• | Former SEC adviser | Oct 2, 2014 | Dec 31, 2021 | no | ORLAND PARK, IL|DOWNERS GROVE, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•••••••• A•••••• G••••• L•• | H•••••••• P••••••• P••••••• | Dec 31, 2021 | Dec 8, 2021 | -23 | Bulk transfer | RIA to new firm |
| V•• A••••••• S••••••• | H•••••••• A•••••• G••••• L•• | Sep 30, 2014 | Oct 2, 2014 |
| V•• A••••••• S••••••• | Former SEC adviser | Jan 24, 2003 | Sep 30, 2014 | no | ORLAND PARK, IL|OVERLAND PARK, KS|OVERLAND PARK, KS|ORLAND PARK, IL | Previous registration |
| T•• M••••••• I••• | n/a | Jun 21, 2000 | Feb 7, 2003 | no | ORLAND PARK, IL | Previous registration |
| 2 |
| Firm change |
| Other |
| T•• M••••••• I••• | V•• A••••••• S••••••• | Feb 7, 2003 | Jan 24, 2003 | -14 | Bulk transfer | Other |