DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••• F•••••••• A•••••••• L••
Wheaton, IL | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• F•••••••• A•••••••• L•• | Independent wealth | Apr 17, 2025 | n/a | yes | SAN DIEGO, CA|Wheaton, IL | Current employment |
| F•••••••• W••••• M••••••••• L•• | Former SEC adviser | Apr 19, 2017 | Jul 7, 2025 | no | WHEATON, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• W••••• M••••••••• L•• | P••• F•••••••• A•••••••• L•• | Jul 7, 2025 | Apr 17, 2025 | -81 | Firm change after gap | RIA to RIA |
| L•• F•••••••• L•• | F•••••••• W••••• M••••••••• L•• | Apr 4, 2017 | Apr 19, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173771:144316:IL:2025-07-07 | Jul 7, 2025 | Apr 17, 2025 | WHEATON, IL | Firm change after gap |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 12, 2007 | Apr 4, 2017 | no | LISLE, IL | Previous registration |
| M•••••• A••••• A•••••••• I••• | n/a | Mar 26, 2007 | Jul 11, 2007 | no | SKOKIE, IL|SKOKIE, IL | Previous registration |
| 15 |
| Firm change |
| Other |
| M•••••• A••••• A•••••••• I••• | L•• F•••••••• L•• | Jul 11, 2007 | Jul 12, 2007 | 1 | Firm change | Other |