RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• D• A•••••••
- P••• F•••••••• A•••••••• L•• independent RIA currentsince Apr 17, 2025 · San Diego, Ca
- F•••••••• W••••• M••••••••• L•• formerApr 19, 2017 to Jul 7, 2025 · Wheaton, Il
- L•• F•••••••• L•• BD affiliatedJul 12, 2007 to Apr 4, 2017 · Lisle, Il
- M•••••• A••••• A•••••••• I••• unclassifiedMar 26, 2007 to Jul 11, 2007 · Skokie, Il
- F•••••••• W••••• M••••••••• L•• to P••• F•••••••• A•••••••• L••left Jul 7, 2025, registered Apr 17, 2025 (-81 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to F•••••••• W••••• M••••••••• L••left Apr 4, 2017, registered Apr 19, 2017 (15 days) · Other
- M•••••• A••••• A•••••••• I••• to L•• F•••••••• L••left Jul 11, 2007, registered Jul 12, 2007 (1 days) · Other
- K••• D• A••••••• left F•••••••• W••••• M••••••••• L•• for P••• F•••••••• A•••••••• L•• (registered 2025-04-17)Jul 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address