This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

R. F. LAFFERTY & CO., INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 28, 1991earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jan 28, 1991

First registration

Aug 1, 2002

Dual registered

yes, broker-dealer

Other names

JAE ROTH|LISA JAE ROTH|LISA JAE MARTIN|LISA MOYER|LISA J MARTIN

IAPD individual key

2093325

• Occurred

  Aug 12, 2022
  Advisor changed firm

  Lisa Moyer Roth left Xton Financial Llc for R. F. Lafferty & Co., Inc. (registered 2023-01-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fccb2198-47ae-0368-26bc-bf12acab0989

First observed

Aug 1, 2002

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.