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B•••• S•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

B•••• S•••• P•••••••

Advisor at T•• A•••••••• G••••

Chalfont, PA | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:fcd7128d-7940-e071-e7cf-fa6e4012ea1c

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2004 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Sep 3, 2026	n/a	yes	LAS VEGAS, NV\|Chalfont, PA	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Sep 3, 2026	n/a	yes	Chalfont, PA\|LAS VEGAS, NV

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T•• A•••••••• G••••	Sep 17, 2026	Sep 3, 2026	-14	Firm change	Ibd to ibd
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 20, 2018

Relationships

Registered with (8)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jul 19, 2012 to Feb 20, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
B•••• S•••• P••••••• left L•• F•••••••• L•• for T•• A•••••••• G•••• (registered 2026-09-03)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcd7128d-7940-e071-e7cf-fa6e4012ea1c
First observed: Mar 19, 2004
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.