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Advisor at MISSION WEALTH MANAGEMENT, LP
SANTA BARBARA, CA | Lisle, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSION WEALTH MANAGEMENT, LP | Independent wealth | Oct 11, 2019 | n/a | yes | SANTA BARBARA, CA|Lisle, IL | Current employment |
| Lido | Independent wealth | Feb 21, 2019 | Sep 30, 2019 | no | Chicago, IL|LOS ANGELES, CA | Previous registration |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 17, 2018 | Jul 6, 2018 | no | Deerfield, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2015 | Jan 16, 2018 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Lido | MISSION WEALTH MANAGEMENT, LP | Sep 30, 2019 | Oct 11, 2019 | 11 | Firm change | RIA to RIA |
| HIGHTOWER ADVISORS, LLC | Lido | Jul 6, 2018 | Feb 21, 2019 | 230 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HIGHTOWER ADVISORS, LLC | Jan 16, 2018 | Jan 17, 2018 | 1 | Firm change | Wirehouse to ibd |