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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

RICHARD KENT BAIRD

Advisor at HARBORVIEW ASSET MANAGEMENT LLC

GIG HARBOR, WA | St. George, UT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBORVIEW ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65
First exam: Nov 7, 1996
First registration: Jul 28, 2004
Dual registered: no
Other names: RICK BAIRD|RICHARD K BAIRD
IAPD individual key: 725907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBORVIEW ASSET MANAGEMENT LLC	Independent wealth	Oct 8, 2024	n/a	yes	GIG HARBOR, WA\|St. George, UT	Current employment
DRIVE WEALTH ADVISERS	Independent wealth	Oct 16, 2017	Dec 16, 2024	no	St. George, UT\|LEHI, UT	Previous registration
HOLLY STREET WEALTH ADVISORS	Former SEC adviser	Apr 10, 2017	Sep 29, 2017	no	St. George, UT\|PASADENA, CA	Previous registration
YELLOWSTONE PARTNERS	Former SEC adviser	Aug 4, 2010	Oct 11, 2017	no	PARK CITY, UT	Previous registration
WIND RIVER ADVISORS, L.L.C.	n/a	Mar 27, 2008	Dec 31, 2009	no	IDAHO FALLS, ID	Previous registration
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Jul 28, 2004	May 10, 2005	no	BERKELEY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DRIVE WEALTH ADVISERS	HARBORVIEW ASSET MANAGEMENT LLC	Dec 16, 2024	Oct 8, 2024	-69	Firm change after gap	RIA to new firm
YELLOWSTONE PARTNERS	HOLLY STREET WEALTH ADVISORS	Oct 11, 2017	Apr 10, 2017	-184	Firm change after gap	Other
HOLLY STREET WEALTH ADVISORS	DRIVE WEALTH ADVISERS	Sep 29, 2017	Oct 16, 2017	17	Firm change	Other
WIND RIVER ADVISORS, L.L.C.	YELLOWSTONE PARTNERS	Dec 31, 2009	Aug 4, 2010	216	Firm change	Other
ZIONS CAPITAL ADVISORS, INC.	WIND RIVER ADVISORS, L.L.C.	May 10, 2005	Mar 27, 2008	1,052	Firm change after gap	Other

Relationships

Registered with (6)

→ HARBORVIEW ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 8, 2024 to presentfactForm ADV
→ DRIVE WEALTH ADVISERSRegistered adviserregistration: previous registration
Oct 16, 2017 to Dec 16, 2024factForm ADV
→ YELLOWSTONE PARTNERSRegistered adviserregistration: previous registration
Aug 4, 2010 to Oct 11, 2017factForm ADV
→ HOLLY STREET WEALTH ADVISORSRegistered adviserregistration: previous registration
Apr 10, 2017 to Sep 29, 2017factForm ADV
→ WIND RIVER ADVISORS, L.L.C.Registered adviserregistration: previous registration
Mar 27, 2008 to Dec 31, 2009factForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 28, 2004 to May 10, 2005factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
Richard Kent Baird left Drive Wealth Advisers for Harborview Asset Management Llc (registered 2024-10-08)
Form ADVobserved 4 days ago