DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• K••• B••••

H••••••••• A•••• M••••••••• L••independent RIAGig Harbor, Wa IA-onlyIAPD 725907

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Rick B••••

At current firm

1 y

since Oct 8, 2024

In the industry

29 y

since Nov 7, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••••• A•••• M••••••••• L•• independent RIA current
since Oct 8, 2024 · Gig Harbor, Wa
D•••• W••••• A••••••• independent RIA
Oct 16, 2017 to Dec 16, 2024 · St. George, Ut
H•••• S••••• W••••• A••••••• former
Apr 10, 2017 to Sep 29, 2017 · St. George, Ut
Y••••••••• P••••••• former
Aug 4, 2010 to Oct 11, 2017 · Park City, Ut
W••• R•••• A•••••••• L••••• unclassified
Mar 27, 2008 to Dec 31, 2009 · Idaho Falls, Id
Z•••• C•••••• A•••••••• I••• institutional
Jul 28, 2004 to May 10, 2005 · Berkeley, Ca

Moves

a registration end followed by a registration begin elsewhere

D•••• W••••• A••••••• to H••••••••• A•••• M••••••••• L••
left Dec 16, 2024, registered Oct 8, 2024 (-69 days) · RIA to a newly registered adviser
Y••••••••• P••••••• to H•••• S••••• W••••• A•••••••
left Oct 11, 2017, registered Apr 10, 2017 (-184 days) · Other
H•••• S••••• W••••• A••••••• to D•••• W••••• A•••••••
left Sep 29, 2017, registered Oct 16, 2017 (17 days) · Other
W••• R•••• A•••••••• L••••• to Y••••••••• P•••••••
left Dec 31, 2009, registered Aug 4, 2010 (216 days) · Other
Z•••• C•••••• A•••••••• I••• to W••• R•••• A•••••••• L•••••
left May 10, 2005, registered Mar 27, 2008 (1052 days) · Other

Signals

R•••••• K••• B•••• left D•••• W••••• A••••••• for H••••••••• A•••• M••••••••• L•• (registered 2024-10-08)
Dec 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address