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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

COVINGTON CAPITAL MANAGEMENT

CRD 132161

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fce40c93-ff05-0d26-71e1-bda569097313

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 27
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2023
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-63361
CRD: 132161
Filings on the tape: 20
First filed: Mar 30, 2012
Latest filed: Mar 30, 2023
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENZ, CAROL, LOUISE	CHIEF PEOPLE OFFICER	Na	yes	10/2022	Oct 27, 2022	Mar 30, 2023
CERITY PARTNERS EOE LLC	Member	C	yes	09/2018	Oct 27, 2022	Mar 30, 2023
CERITY PARTNERS EQUITY HOLDING LLC	Member	E	yes	10/2022	Oct 27, 2022	Mar 30, 2023
CP HOLDINGS I LLC	Member	E	yes	07/2022	Oct 27, 2022	Mar 30, 2023
CP INTERMEDIATE I LLC	Member	E	yes	07/2022	Oct 27, 2022	Mar 30, 2023
CP INTERMEDIATE II LLC	Member	E	yes	07/2022	Oct 27, 2022	Mar 30, 2023
CP MERGER I LLC	Member	E	yes	07/2022	Oct 27, 2022	Mar 30, 2023
CP MERGER II LLC	Memeber	D	yes	07/2022	Oct 27, 2022	Mar 30, 2023
CP-ACP LLC	Member	E	yes	01/2023	Jan 23, 2023	Mar 30, 2023
CP-MCM LLC	Member	E	yes	01/2023	Jan 23, 2023	Mar 30, 2023
CP-RTS LLC	Member	E	yes	11/2022	Jan 23, 2023	Mar 30, 2023
CURTIS, CHRISTOPHER, GEORGE	CHIEF FINANCIAL OFFICER	Na	yes	10/2022	Oct 27, 2022	Mar 30, 2023
GENSTAR CAPITAL PARTNERS X, L.P.	Member	C	yes	07/2022	Oct 27, 2022	Mar 30, 2023
GENSTAR CAPITAL X, L.P.	GENERAL PARTNER	F	yes	07/2022	Oct 27, 2022	Mar 30, 2023
GENSTAR X GP LLC	GENERAL PARTNER	F	yes	07/2022	Oct 27, 2022	Mar 30, 2023
HILDEN, KEVIN, DAVID	CHIEF OPERATIONS OFFICER	Na	yes	05/2018	Oct 27, 2022	Mar 30, 2023
MISCINSKI, KURT, PATRICK	President	Na	yes	10/2022	Oct 27, 2022	Mar 30, 2023
MISCINSKI, KURT, PATRICK	Manager	F	yes	11/2017	Oct 27, 2022	Mar 30, 2023
OKeefe, Mary, Claire	HEAD OFCORPORATEDEVELOPMENT	Na	yes	10/2022	Oct 27, 2022	Mar 30, 2023
PACE, BENJAMIN, A	CHIEF INVESTMENT OFFICER	Na	yes	10/2022	Oct 27, 2022	Mar 30, 2023
RENSHAW, NANCY, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 30, 2023	Mar 30, 2023
SECO, ROBERT, JOSEPH	GENERAL COUNSEL	Na	yes	10/2022	Oct 27, 2022	Mar 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CERITY PARTNERS LLC	n/a	Independent wealth	$162B	Y	yes	n/a
CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC	n/a	Institutional manager	$40B	Y	yes	n/a
ARGI INVESTMENT SERVICES, LLC	n/a	Institutional manager	$21B	Y	yes	n/a
GAMBLE JONES INVESTMENT COUNSEL	n/a	Former SEC adviser	$1.6B	Y	yes	n/a
SAGE ADVISORS, LLC	n/a	Asset manager	$366M	Y	yes	n/a
BAJA WEALTH ADVISORS LLC	n/a	Former SEC adviser	$72.6M	Y	yes	n/a
ARGI ALTERNATIVE INVESTMENT MANAGEMENT COMPANY, LLC	n/a	n/a	n/a	Y	yes	n/a
ARGI FINANCIAL GROUP	n/a	n/a	n/a	Y	yes	n/a
PMOF HOLDINGS LLC	n/a	n/a	n/a	Y	yes	n/a
ROUND TABLE SERVICES, LLC	n/a	Former SEC adviser	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	n/a	n/a	1	0	0	n/a	n/a
2021	Mar 30, 2022	$4.2B	$4.2B	25	12	1	n/a	n/a
2020	Mar 31, 2021	$3.6B	$3.6B	25	12	1	n/a	n/a
2019	Apr 1, 2020	$3.1B	$3.1B	20	10	0	n/a	n/a
2018	Mar 28, 2019	$2.6B	$2.5B	20	10	0	n/a	n/a
2017	Mar 29, 2018	$2.7B	$2.7B	20	11	1	n/a	n/a
2016	Mar 31, 2017	$2.4B	$2.3B	20	11	n/a	n/a	n/a
2015	Mar 28, 2016	$2.1B	$2.0B	19	11	n/a	n/a	n/a
2014	Jan 5, 2015	$2.0B	$1.9B	18	9	n/a	n/a	n/a
2013	Mar 28, 2014	$1.8B	$1.8B	17	9	n/a	n/a	n/a
2012	Apr 1, 2013	$1.6B	$1.5B	14	8	n/a	n/a	n/a
2011	Mar 30, 2012	$1.5B	$1.4B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	$4.2B	n/a	$3.1B	n/a	1	25	0	1

Relationships

Affiliated with (8)

→ GAMBLE JONES INVESTMENT COUNSELRegistered adviserother investment adviser, control, common control
factForm ADV
→ ROUND TABLE WEALTH MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV
→ SAGE ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ CERITY PARTNERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
→ CERITY PARTNERS OCIO LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ CERITY PARTNERS RETIREMENT PLAN CONSULTANTSRegistered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
→ BAJA WEALTH ADVISORS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ROUND TABLE WEALTH MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (21)

← RENSHAW, NANCY, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← MISCINSKI, KURT, PATRICKOwnerMANAGER, ownership code F, individual
Oct 27, 2022 to presentfactForm ADV
← BENZ, CAROL, LOUISEOwnerCHIEF PEOPLE OFFICER, ownership code NA, individual
Oct 27, 2022 to presentfactForm ADV
← HILDEN, KEVIN, DAVIDOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Oct 27, 2022 to presentfactForm ADV
← PACE, BENJAMIN, AOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Oct 27, 2022 to presentfactForm ADV
← SECO, ROBERT, JOSEPHOwnerGENERAL COUNSEL, ownership code NA, individual
Oct 27, 2022 to presentfactForm ADV
← OKeefe, Mary, ClaireOwnerHEAD OFCORPORATEDEVELOPMENT, ownership code NA, individual
Oct 27, 2022 to presentfactForm ADV
← CURTIS, CHRISTOPHER, GEORGEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 27, 2022 to presentfactForm ADV
← CERITY PARTNERS EOE LLCOwnerMEMBER, ownership code C, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CERITY PARTNERS EQUITY HOLDING LLCOwnerMEMBER, ownership code E, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CP HOLDINGS I LLCOwnerMEMBER, ownership code E, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CP INTERMEDIATE I LLCOwnerMEMBER, ownership code E, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CP INTERMEDIATE II LLCOwnerMEMBER, ownership code E, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CP MERGER I LLCOwnerMEMBER, ownership code E, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CP MERGER II LLCOwnerMEMEBER, ownership code D, domestic entity
Oct 27, 2022 to presentfactForm ADV
← CP-ACP LLCOwnerMEMBER, ownership code E, domestic entity
Jan 23, 2023 to presentfactForm ADV
← CP-MCM LLCOwnerMEMBER, ownership code E, domestic entity
Jan 23, 2023 to presentfactForm ADV
← CP-RTS LLCOwnerMEMBER, ownership code E, domestic entity
Jan 23, 2023 to presentfactForm ADV
← GENSTAR CAPITAL PARTNERS X, L.P.OwnerMEMBER, ownership code C, domestic entity
Oct 27, 2022 to presentfactForm ADV
← GENSTAR CAPITAL X, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 27, 2022 to presentfactForm ADV
← GENSTAR X GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 27, 2022 to presentfactForm ADV

Registered with (1)

← RICARDO EDUARDO AZARLOZAAdvisorregistration: previous registration
Feb 14, 2006 to Dec 31, 2022factForm ADV

Dated events

Occurred
Mar 30, 2023
Control person joined
Elizabeth Nancy Renshaw (Chief Compliance Officer) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Ashley Stuart Evans (Chief Compliance Officer) no longer on Schedule A of Covington Capital Management (listed 2023-02-15, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Ricardo Eduardo Azarloza left Covington Capital Management for Cerity Partners Llc (registered 2025-01-13)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Davidson Dwight Liu (Chief Financial Officer/Secretary/Chief Compliance Officer) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Hiromu Gary Arakawa (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
K. Rebecca Dutka (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Eva Kim Wilkinson (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Eduardo Ricardo Azarloza (Chief Executive Officer) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Elizabeth Amy Lange (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Lee Jeffrey Glassman (Chairman) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Barton Craig Burger (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Joseph Todd Walklett (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Block Katrin Doyle (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Hai Phong Luu (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Amy Susan Wolf (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Michael Scott Swanson (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person left
Rozeta Abovian (Senior Vice President) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
Patrick Kurt Miscinski (President) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
Joseph Robert Seco (General Counsel) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
A Benjamin Pace (Chief Investment Officer) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
Kevin Hilden (Chief Operations Officer) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
Claire Mary Okeefe (Head Ofcorporatedevelopment) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
Ashley Stuart Evans (Chief Compliance Officer) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
G. Christopher Curtis (Chief Financial Officer) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Oct 27, 2022
Control person joined
Louise Carol Benz (Chief People Officer) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person joined
Michael Scott Swanson (Senior Vice President) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person joined
Rozeta Abovian (Senior Vice President) appeared on Schedule A of Covington Capital Management
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fce40c93-ff05-0d26-71e1-bda569097313
First observed: Mar 30, 2012
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COVINGTON CAPITAL MANAGEMENT

CRD 132161

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fce40c93-ff05-0d26-71e1-bda569097313

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENZ, CAROL, LOUISE

CHIEF PEOPLE OFFICER

yes

10/2022

Oct 27, 2022

Mar 30, 2023

CERITY PARTNERS EOE LLC

Member

yes

09/2018

Oct 27, 2022

Mar 30, 2023

CERITY PARTNERS EQUITY HOLDING LLC

Member

yes

10/2022

Oct 27, 2022

Mar 30, 2023

CP HOLDINGS I LLC

Member

yes

07/2022

Oct 27, 2022

Mar 30, 2023

CP INTERMEDIATE I LLC

Member

yes

07/2022

Oct 27, 2022

Mar 30, 2023

CP INTERMEDIATE II LLC

Member

yes

07/2022

Oct 27, 2022

Mar 30, 2023

CP MERGER I LLC

Member

yes

07/2022

Oct 27, 2022

Mar 30, 2023

CP MERGER II LLC

Memeber

yes

07/2022

Oct 27, 2022

Mar 30, 2023

CP-ACP LLC

Member

yes

01/2023

Jan 23, 2023

Mar 30, 2023

CP-MCM LLC

Member

yes

01/2023

Jan 23, 2023

Mar 30, 2023

CP-RTS LLC

Member

yes

11/2022

Jan 23, 2023

Mar 30, 2023

CURTIS, CHRISTOPHER, GEORGE

CHIEF FINANCIAL OFFICER

yes

10/2022

Oct 27, 2022

Mar 30, 2023

GENSTAR CAPITAL PARTNERS X, L.P.

Member

yes

07/2022

Oct 27, 2022

Mar 30, 2023

GENSTAR CAPITAL X, L.P.

GENERAL PARTNER

yes

07/2022

Oct 27, 2022

Mar 30, 2023

GENSTAR X GP LLC

GENERAL PARTNER

yes

07/2022

Oct 27, 2022

Mar 30, 2023

HILDEN, KEVIN, DAVID

CHIEF OPERATIONS OFFICER

yes

05/2018

Oct 27, 2022

Mar 30, 2023

MISCINSKI, KURT, PATRICK

President

yes

10/2022

Oct 27, 2022

Mar 30, 2023

MISCINSKI, KURT, PATRICK

Manager

yes

11/2017

Oct 27, 2022

Mar 30, 2023

OKeefe, Mary, Claire

HEAD OFCORPORATEDEVELOPMENT

yes

10/2022

Oct 27, 2022

Mar 30, 2023

PACE, BENJAMIN, A

CHIEF INVESTMENT OFFICER

yes

10/2022

Oct 27, 2022

Mar 30, 2023

RENSHAW, NANCY, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 30, 2023

SECO, ROBERT, JOSEPH

GENERAL COUNSEL

yes

10/2022

Oct 27, 2022

Mar 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CERITY PARTNERS LLC

n/a

Independent wealth

$162B

yes

n/a

CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC

n/a

Institutional manager

$40B

yes

n/a

ARGI INVESTMENT SERVICES, LLC

n/a

Institutional manager

$21B

yes

n/a

GAMBLE JONES INVESTMENT COUNSEL

n/a

Former SEC adviser

$1.6B

yes

n/a

SAGE ADVISORS, LLC

n/a

Asset manager

$366M

yes

n/a

BAJA WEALTH ADVISORS LLC

n/a

Former SEC adviser

$72.6M

yes

n/a

ARGI ALTERNATIVE INVESTMENT MANAGEMENT COMPANY, LLC

n/a

yes

n/a

ARGI FINANCIAL GROUP

n/a

yes

n/a

PMOF HOLDINGS LLC

n/a

yes

n/a

ROUND TABLE SERVICES, LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

n/a

2021

Mar 30, 2022

$4.2B

n/a

2020

Mar 31, 2021

$3.6B

n/a

2019

Apr 1, 2020

$3.1B

n/a

2018

Mar 28, 2019

$2.6B

$2.5B

n/a

2017

Mar 29, 2018

$2.7B

n/a

2016

Mar 31, 2017

$2.4B

$2.3B

n/a

2015

Mar 28, 2016

$2.1B

$2.0B

n/a

2014

Jan 5, 2015

$2.0B

$1.9B

n/a

2013

Mar 28, 2014

$1.8B

n/a

2012

Apr 1, 2013

$1.6B

$1.5B

n/a

2011

Mar 30, 2012

$1.5B

$1.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

n/a

$4.2B

n/a

$3.1B

n/a