DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Covington Capital Management

Former SEC-registered adviserNew York, New YorkCRD 132161SEC 801-63361IAPD
Latest filing Mar 30, 2023
First filing on the tape Mar 30, 2012 · 20 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.2B as of Mar 30, 2022
Mar 30, 2012$1.5B then
HNW client RAUM$3.6B as of Mar 30, 2022
Mar 29, 2018$2.1B then
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 30, 20120 then
Employees (5.A)1 as of Mar 30, 2023
Apr 1, 201314 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Louise Carol Benz · Chief People Officercontrol
      since 10/2022 · owns less than 5%
    • George Christopher Curtis · Chief Financial Officercontrol
      since 10/2022 · owns less than 5%
    • David Kevin Hilden · Chief Operations Officercontrol
      since 05/2018 · owns less than 5%
    • Patrick Kurt Miscinski · Presidentcontrol
      since 10/2022 · owns less than 5%
    • Claire Mary Okeefe · Head Ofcorporatedevelopmentcontrol
      since 10/2022 · owns less than 5%
    • A Benjamin Pace · Chief Investment Officercontrol
      since 10/2022 · owns less than 5%
    • Elizabeth Nancy Renshaw · Chief Compliance Officercontrol
      since 03/2023 · owns less than 5%
    • Joseph Robert Seco · General Counselcontrol
      since 10/2022 · owns less than 5%
    • Patrick Kurt Miscinski · Managercontrol
      since 11/2017 · owns F of Cerity Partners Equity Holding LLC
    Entity owners
    • Cerity Partners Equity Holding LLC · Member
      direct · owns 75% or more
    • Cerity Partners Eoe LLC · Member
      indirect · owns 25% to 50% of Cerity Partners Equity Holding LLC
    • Cp Holdings I LLC · Member
      indirect · owns 75% or more of Cp-Mcm LLC
    • Cp Intermediate I LLC · Member
      indirect · owns 75% or more of Cp Intermediate II LLC
    • Cp Intermediate II LLC · Member
      indirect · owns 75% or more of Cp Merger I LLC
    • Cp Merger I LLC · Member
      indirect · owns 75% or more of Cp Merger II LLC
    • Cp Merger II LLC · Memeber
      indirect · owns 50% to 75% of Cerity Partners Equity Holding LLC
    • Cp-Acp LLC · Member
      indirect · owns 75% or more of Cp-Rts LLC
    • Cp-Mcm LLC · Member
      indirect · owns 75% or more of Cp-Acp LLC
    • Cp-Rts LLC · Member
      indirect · owns 75% or more of Cp Intermediate I LLC
    • Genstar Capital Partners X, L.P. · Member
      indirect · owns 25% to 50% of Cp Holdings I LLC
    • Genstar Capital X, L.P. · General Partner
      indirect · owns F of Genstar Capital Partners X, L.P.
    • Genstar X Gp LLC · General Partner
      indirect · owns F of Genstar Capital X, L.P.
    Related persons
    Schedule D 7.A
    Advisers that list Covington Capital Management as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1716.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Advisory employees · 12 to 0
      Feb 15, 2023 to Mar 30, 2023
    • Advisory activities · 3 to 1
      Feb 15, 2023 to Mar 30, 2023
    • Charity clients · 36.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Corporate clients · 9.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • HNW clients · 394.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Individual clients · 27.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Assets in custody · 18699086.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Custody of client assets · true to false
      Feb 15, 2023 to Mar 30, 2023
    • Employees · 25 to 1
      Feb 15, 2023 to Mar 30, 2023
    • Financial planning clients · 51-100 to 0
      Feb 15, 2023 to Mar 30, 2023
    • Discretionary RAUM · 4174644284.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • HNW RAUM · 3558238493.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Individual RAUM · 15870061.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Non-discretionary RAUM · 29544309.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • Pension RAUM · 9329593.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • RAUM · 4204188593.0 to unset
      Feb 15, 2023 to Mar 30, 2023
    • HQ city · LOS ANGELES to NEW YORK
      Dec 2, 2022 to Jan 23, 2023
    • HQ state · CA to NY
      Dec 2, 2022 to Jan 23, 2023
    • Related adviser · false to true
      Dec 2, 2022 to Jan 23, 2023
    • Other offices · 1 to 0
      Oct 27, 2022 to Dec 2, 2022
    • Accounts · 1,440 to 1,716
      Oct 26, 2021 to Mar 30, 2022
    • Charity clients · 34 to 36
      Oct 26, 2021 to Mar 30, 2022
    • Corporate clients · 8 to 9
      Oct 26, 2021 to Mar 30, 2022
    • HNW clients · 365 to 394
      Oct 26, 2021 to Mar 30, 2022
    • Individual clients · 24 to 27
      Oct 26, 2021 to Mar 30, 2022
    • Assets in custody · $9.9M to $18.7M
      Oct 26, 2021 to Mar 30, 2022
    • Discretionary RAUM · $3.6B to $4.2B
      Oct 26, 2021 to Mar 30, 2022
    • HNW RAUM · $3.1B to $3.6B
      Oct 26, 2021 to Mar 30, 2022
    • Individual RAUM · $12.3M to $15.9M
      Oct 26, 2021 to Mar 30, 2022
    • Non-discretionary RAUM · $31.8M to $29.5M
      Oct 26, 2021 to Mar 30, 2022
    • Pension RAUM · $8.5M to $9.3M
      Oct 26, 2021 to Mar 30, 2022
    • RAUM · $3.6B to $4.2B
      Oct 26, 2021 to Mar 30, 2022
    • Accounts · 1,308 to 1,440
      Jun 25, 2020 to Mar 31, 2021
    • Advisory employees · 10 to 12
      Jun 25, 2020 to Mar 31, 2021
    • Advisory activities · 2 to 3
      Jun 25, 2020 to Mar 31, 2021
    • Charity clients · 37 to 34
      Jun 25, 2020 to Mar 31, 2021
    • Corporate clients · 7 to 8
      Jun 25, 2020 to Mar 31, 2021
    • HNW clients · 417 to 365
      Jun 25, 2020 to Mar 31, 2021
    • Individual clients · 29 to 24
      Jun 25, 2020 to Mar 31, 2021
    Signals
    27 dated events
    • Elizabeth Nancy Renshaw (Chief Compliance Officer) appeared on Schedule A of Covington Capital Management
      Mar 30, 2023 · Control person joined · fact
    • Ashley Stuart Evans (Chief Compliance Officer) no longer on Schedule A of Covington Capital Management (listed 2023-02-15, absent 2023-03-30)
      Mar 30, 2023 · Control person left · inference
    • Ricardo Eduardo Azarloza left Covington Capital Management for Cerity Partners Llc (registered 2025-01-13)
      Dec 31, 2022 · Advisor changed firm · fact
    • Hiromu Gary Arakawa (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • K. Rebecca Dutka (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Eva Kim Wilkinson (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Eduardo Ricardo Azarloza (Chief Executive Officer) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Elizabeth Amy Lange (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Lee Jeffrey Glassman (Chairman) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Barton Craig Burger (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Joseph Todd Walklett (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Block Katrin Doyle (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Hai Phong Luu (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Amy Susan Wolf (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Michael Scott Swanson (Managing Director) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Rozeta Abovian (Senior Vice President) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Davidson Dwight Liu (Chief Financial Officer/Secretary/Chief Compliance Officer) no longer on Schedule A of Covington Capital Management (listed 2022-03-30, absent 2022-10-27)
      Oct 27, 2022 · Control person left · inference
    • Louise Carol Benz (Chief People Officer) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • Ashley Stuart Evans (Chief Compliance Officer) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • G. Christopher Curtis (Chief Financial Officer) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • Patrick Kurt Miscinski (President) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • Joseph Robert Seco (General Counsel) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • A Benjamin Pace (Chief Investment Officer) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • Kevin Hilden (Chief Operations Officer) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • Claire Mary Okeefe (Head Ofcorporatedevelopment) appeared on Schedule A of Covington Capital Management
      Oct 27, 2022 · Control person joined · fact
    • Rozeta Abovian (Senior Vice President) appeared on Schedule A of Covington Capital Management
      Mar 28, 2019 · Control person joined · fact
    • Michael Scott Swanson (Senior Vice President) appeared on Schedule A of Covington Capital Management
      Mar 28, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026