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Advisor at LEGACY WEALTH MANAGEMENT, LLC
BOISE, ID | Gilroy, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY WEALTH MANAGEMENT, LLC | Independent wealth | Sep 18, 2025 | n/a | yes | Gilroy, CA|BOISE, ID | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Jul 22, 2020 | Sep 17, 2025 | no | SAN RAMON, CA|AUSTIN, TX | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Sep 6, 2018 | Jul 22, 2020 | no | GILROY, CA|Roseville, CA|Gilroy, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | LEGACY WEALTH MANAGEMENT, LLC | Sep 17, 2025 | Sep 18, 2025 | 1 | Firm change | Ibd to RIA |
| AMERITAS ADVISORY SERVICES | LION STREET ADVISORS, LLC | Jul 22, 2020 | Jul 22, 2020 | 0 | Firm change | RIA to ibd |