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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

COREY T. MOODY

Advisor at STRATEGIC ADVISERS LLC

MARIETTA, GA

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Search this name across graphsid dfx:ria:fd013793-16e2-4646-972e-2b4701a7184d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 27, 2008
First registration: May 29, 2013
Dual registered: yes, broker-dealer
Other names: COREY MOODY|COREY TERRELL MOODY|COREY T. MOODY|COREY T MOODY
IAPD individual key: 5373453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MARIETTA, GA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 10, 2023	Mar 31, 2025	no	MARIETTA, GA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 26, 2017	Oct 12, 2022	no	SMYRNA, GA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 21, 2015	Apr 6, 2017	no	ATLANTA, GA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 16, 2015	Apr 6, 2017	no	Atlanta, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 29, 2013	Apr 7, 2015	no	ST. LOUIS, MO\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|DECATUR, GA\|ATLANTA, GA\|NORCROSS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 12, 2022	Feb 10, 2023	121	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Apr 6, 2017	May 26, 2017	50	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 6, 2017	Jul 21, 2015	-625	Channel change	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Apr 7, 2015	Jul 16, 2015	100	Firm change	Other

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 10, 2023 to Mar 31, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
May 26, 2017 to Oct 12, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 21, 2015 to Apr 6, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 16, 2015 to Apr 6, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 29, 2013 to Apr 7, 2015factForm ADV

Dated events

Occurred
Oct 12, 2022
Advisor changed firm
Corey T. Moody left Cetera Investment Advisers Llc for Fidelity Personal And Workplace Advisors (registered 2023-02-10)
Form ADVobserved 5 days ago