RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• T• M••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Marietta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 10, 2023 to Mar 31, 2025 · Marietta, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 26, 2017 to Oct 12, 2022 · Smyrna, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 21, 2015 to Apr 6, 2017 · Atlanta, Ga
- T• A••••••••• I••• formerJul 16, 2015 to Apr 6, 2017 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMay 29, 2013 to Apr 7, 2015 · St. Louis, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 12, 2022, registered Feb 10, 2023 (121 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 6, 2017, registered May 26, 2017 (50 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 6, 2017, registered Jul 21, 2015 (-625 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I•••left Apr 7, 2015, registered Jul 16, 2015 (100 days) · Other
- C•••• T• M•••• left C••••• I••••••••• A••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-10)Oct 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address