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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

Allen Huggins Johnson

Advisor at APOLLON WEALTH MANAGEMENT, LLC

MOUNT PLEASANT, SC | Sarasota, FL

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Search this name across graphsid dfx:ria:fd0f6883-a7a3-d1ec-0cb2-c6b71a89bc4e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 3, 1986
First registration: Feb 25, 2003
Dual registered: yes, broker-dealer
Other names: ALLEN HUGGINS JOHNSON|ALLEN HUGGINS JOHNSON
IAPD individual key: 1578606

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Aug 14, 2020	n/a	yes	MOUNT PLEASANT, SC\|Sarasota, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 6, 2016	Aug 4, 2020	no	Atlanta, GA\|St Pete Beach, FL	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jun 7, 2013	Sep 6, 2016	no	ATLANTA, GA	Previous registration
APRIO WEALTH MANAGEMENT, LLC	Independent wealth	Oct 12, 2010	Jun 10, 2013	no	ATLANTA, GA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 17, 2009	Oct 13, 2010	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
STANFORD GROUP COMPANY	n/a	Sep 12, 2007	Mar 16, 2009	no	ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 28, 2005	Sep 5, 2007	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
TRUIST SECURITIES, INC.	n/a	Feb 25, 2003	Jul 15, 2005	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	APOLLON WEALTH MANAGEMENT, LLC	Aug 4, 2020	Aug 14, 2020	10	Firm change	Ibd to RIA
DEUTSCHE BANK SECURITIES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Sep 6, 2016	Sep 6, 2016	0	Bulk transfer	Other
APRIO WEALTH MANAGEMENT, LLC	DEUTSCHE BANK SECURITIES INC.	Jun 10, 2013	Jun 7, 2013	-3	Firm change	Other
OPPENHEIMER & CO. INC.	APRIO WEALTH MANAGEMENT, LLC	Oct 13, 2010	Oct 12, 2010	-1	Firm change	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 16, 2009	Mar 17, 2009	1	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	STANFORD GROUP COMPANY	Sep 5, 2007	Sep 12, 2007	7	Firm change	Other
TRUIST SECURITIES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jul 15, 2005	Jun 28, 2005	-17	Firm change	Other

Relationships

Registered with (8)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 14, 2020 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 6, 2016 to Aug 4, 2020factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jun 7, 2013 to Sep 6, 2016factForm ADV
→ APRIO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 12, 2010 to Jun 10, 2013factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 17, 2009 to Oct 13, 2010factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Sep 12, 2007 to Mar 16, 2009factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 28, 2005 to Sep 5, 2007factForm ADV
→ TRUIST SECURITIES, INC.Registered adviserregistration: previous registration
Feb 25, 2003 to Jul 15, 2005factForm ADV

Dated events

No dated event names this entity yet.