DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allen Huggins Johnson
Feed of 09/15/2026
Also filed as Allen Huggins Johnson
At current firm
6 y
since Aug 14, 2020
In the industry
39 y
since Dec 3, 1986 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Apollon Wealth Management, LLC independent RIA currentsince Aug 14, 2020 · Mount Pleasant, Sc
- Raymond James & Associates, Inc. national BDSep 6, 2016 to Aug 4, 2020 · Atlanta, Ga
- Deutsche Bank Securities Inc. no RAUMJun 7, 2013 to Sep 6, 2016 · Atlanta, Ga
- Aprio Wealth Management, LLC independent RIAOct 12, 2010 to Jun 10, 2013 · Atlanta, Ga
- Oppenheimer & Co. Inc. BD affiliatedMar 17, 2009 to Oct 13, 2010 · Atlanta, Ga
- Stanford Group Company unclassifiedSep 12, 2007 to Mar 16, 2009 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerJun 28, 2005 to Sep 5, 2007 · Atlanta, Ga
- Truist Securities, Inc. unclassifiedFeb 25, 2003 to Jul 15, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Apollon Wealth Management, LLCleft Aug 4, 2020, registered Aug 14, 2020 (10 days) · Affiliated broker-dealer or bank to independent RIA
- Deutsche Bank Securities Inc. to Raymond James & Associates, Inc.left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- Aprio Wealth Management, LLC to Deutsche Bank Securities Inc.left Jun 10, 2013, registered Jun 7, 2013 (-3 days) · Other
- Oppenheimer & Co. Inc. to Aprio Wealth Management, LLCleft Oct 13, 2010, registered Oct 12, 2010 (-1 days) · Other
- Stanford Group Company to Oppenheimer & Co. Inc.left Mar 16, 2009, registered Mar 17, 2009 (1 days) · Other
- Suntrust Investment Services, Inc. to Stanford Group Companyleft Sep 5, 2007, registered Sep 12, 2007 (7 days) · Other
- Truist Securities, Inc. to Suntrust Investment Services, Inc.left Jul 15, 2005, registered Jun 28, 2005 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address