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Advisor at Q3 ADVISORS, LLC
ARVADA, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q3 ADVISORS, LLC | No RAUM reported | Apr 21, 2023 | n/a | yes | ARVADA, CO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 13, 2021 | Dec 7, 2022 | no | PUNTA GORDA, FL | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Jun 1, 2017 | Oct 6, 2020 | no | NAPLES, FL|CINCINNATI, OH|LOVELAND, OH|NAPLES, FL | Previous registration |
| MODERN ADVISORY PLANNING | n/a | Sep 20, 2016 | Apr 3, 2017 | no | PUNTA GORDA, FL | Previous registration |
| SYNOVUS SECURITIES, INC. | Bd affiliated wealth | Jun 5, 2012 | Jul 8, 2016 | no | COLUMBUS, GA|BONITA SPRINGS, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 20, 2008 | May 17, 2012 | no | FORT MYERS, FL|VENICE, FL|FORT MYERS, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Mar 10, 2008 | no | PUNTA GORDA, FL|FT. MYERS, FL|PUNTA GORDA, FL|NAPLES, FL | Previous registration |
| QUICK & REILLY, INC. | n/a | Feb 26, 2004 | Oct 20, 2004 | no | SARASOTA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 10, 1999 | Feb 19, 2004 | no | PUNTA GORDA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Q3 ADVISORS, LLC | Dec 7, 2022 | Apr 21, 2023 | 135 | Firm change | Other |
| HUNTINGTON FINANCIAL ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 6, 2020 | Jan 13, 2021 | 99 | Firm change | Ibd to wirehouse |
| MODERN ADVISORY PLANNING | HUNTINGTON FINANCIAL ADVISORS | Apr 3, 2017 | Jun 1, 2017 | 59 | Firm change | Other |
| SYNOVUS SECURITIES, INC. | MODERN ADVISORY PLANNING | Jul 8, 2016 | Sep 20, 2016 | 74 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | SYNOVUS SECURITIES, INC. | May 17, 2012 | Jun 5, 2012 | 19 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Mar 10, 2008 | Mar 20, 2008 | 10 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | QUICK & REILLY, INC. | Feb 19, 2004 | Feb 26, 2004 | 7 | Firm change | Other |