DFX Intelligence

S•••••• B•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

S•••••• B•••••• G•••••••

Advisor at F••••

Chandler, AZ | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:fd2cc0ec-1121-5da9-710f-34e12811f04a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••	Independent wealth	May 17, 2023	n/a	yes	Chandler, AZ\|WEST PALM BEACH, FL	Current employment
H••••••••• W••••• M••••••••• L••	Independent wealth	Sep 28, 2022	May 14, 2023	no	FISHERS, IN\|Gilbert, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• W••••• M••••••••• L••	F••••	May 14, 2023	May 17, 2023	3	Firm change	RIA to RIA
F••••	H••••••••• W••••• M••••••••• L••	Jun 13, 2022	Sep 28, 2022

Relationships

Registered with (8)

→ F••••Registered adviserregistration: previous registration
Feb 24, 2021 to Jun 13, 2022factForm ADV
→ H••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2022 to May 14, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2019 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
May 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd2cc0ec-1121-5da9-710f-34e12811f04a
First observed: Oct 30, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.